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Securities Division

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Feb 4, 2026
Read Article: Arizona Corporation Commission Orders Revocation and $281,000 in Restitution Against Licensed Investment Advisor Who Borrowed Money from a Client
Feb 4, 2026
Read Article: Arizona Corporation Commission Orders $1,398,900 in Restitution for Defrauded Crypto Investors
Dec 11, 2025
Read Article: Don’t Let Scammers Steal Your Holiday Spirit: ACC Unveils the 12 Top Investor Threats
Nov 20, 2025
Read Article: Investor Alert: Recovery or Rip-off? Be on the Lookout for the Latest Crypto-related Scheme
Oct 29, 2025
Read Article: Investment Scammers Offer Tricks, Not Treats Don’t be fooled by their masks and disguises this Halloween Season
Oct 16, 2025
Read Article: ACC Announces $132 Million in Restitution in Multi-State Settlement with Vanguard over Unexpected Tax Bills
Oct 16, 2025
Read Article: ACC Orders $395,000 in Restitution for Defrauded Investors
Oct 6, 2025
Read Article: Arizona Corporation Commission Securities Division Marks World Investor Week 2025
Sep 29, 2025
Read Article: Crypto ATM Scams: How Fraudsters Use Crypto ATMs to Steal Your Money
Aug 14, 2025
Read Article: ACC Sanctions Scottsdale Securities Salesman for Unlawful Conduct
Jun 12, 2025
Read Article: ACC Marks World Elder Abuse Awareness Day
Jun 11, 2025
Read Article: ACC Sanctions Former Investment Adviser for Misleading Clients
May 8, 2025
Read Article: Buckeye Man Defrauds Investors with “Fix-and-Flip” Real Estate Scheme
Apr 22, 2025
Read Article: Montana Man Sanctioned for Selling Fraudulent E-Commerce Investment
Mar 13, 2025
Read Article: ACC Denies IAR License Application of Tucson Man
Mar 12, 2025
Read Article: Commission Finds Phoenix Man Defrauded Investors with Real Estate Ponzi Scheme
Mar 12, 2025
Read Article: ACC Finds Stockbroker Defrauds Impaired Client, Pulls Registration
Mar 3, 2025
Read Article: Arizona Corporation Commission Highlights Proactive Investor Protection Tips for Crypto ATMs
Feb 13, 2025
Read Article: Investor Alert: Beware of the Love Bombers Asking For Money
Feb 5, 2025
Read Article: ACC Joins $17 Million Multi-State Settlement with Edward Jones
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Contact the Securities Division

Address:

1300 W. Washington St,
Phoenix, AZ 85007

Phone:

Main:
(602) 542-4242

Toll-Free in AZ:
1-(866) 837-4399

Email:

Securities Enforcement:
SecuritiesDiv@azcc.gov

Registration:
SEC-AOD@azcc.gov

 

Arizona Corporation Commission
Phoenix Office
1300 W. Washington Street
Phoenix, AZ 85007

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Arizona Corporation Commission
Phoenix Office
1300 W. Washington Street
Phoenix, AZ 85007

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400 W. Congress Street
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