Investor Complaints and Reporting

Investor Complaints

  • Complaint form for investors to report a problem with their investments, investment account, a financial professional or to report a financial fraud.

Reporting Financial Exploitation of a Vulnerable Adult

  • A reporting form for qualified individuals to report the financial exploitation of a vulnerable adult to the Securities Division and Adult Protective Services.

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Arizona Corporation Commission

1200 W. Washington Street

Phoenix, AZ 85007


Corporations Division

1300 W. Washington Street

Phoenix, AZ 85007


Tucson Office (Walk-ins only)

400 W. Congress Street

Tucson, AZ 85701