CLOSED-END INVESTMENT COMPANIES
(A.R.S. Section 44-3325)
Form NF, Form U-2, filing fee.
Form NF, filing fee. Renewal filings are effective for one year.
Annual Sales Report:
Required, see see A.R.S. § 44-3325(D).
Final Sales Report:
Required, see A.R.S. § 44-3325(D).
Late Sales Report Fee:
In the event of oversales, contact the Securities Division at (602) 542-0326 or SEC-AOD@azcc.gov.
NOTE: Make checks payable to the Arizona Corporation Commission. File with the Arizona Corporation Commission’s Securities Division, 1300 West Washington, 3rd Floor, Phoenix, Arizona 85007.