Current News Releases 


December 7, 2017
Cease and Desist Order Issued to Scottsdale Man Accused of Investment Fraud
Investors Encouraged to Contact Investigators Commission's Securities Division

October 24, 2017
Multiple Commission Orders Result in $5 Million Restitution and Penalties

August 16,2017  
Commission Sanctions Mesa Investment Professional in Connection with Unauthorized Real Estate Professional

July 13, 2017
Commission Revokes Registration-License of Fountain Hills Investment Professional, Also Sanctions Tucson Investment Adviser Representative  

June 13, 2017
Commission Finds Fraud in Investment Program Funding Chandler Snack and Beverage Company 

May 9, 2017
Commission Orders CFO, Insurance Producer and Unlicensed Investment Adviser to Pay Restitution and Penalties

May 3, 2017
Investor Alert:  Commission Warns Investors About Third-Party Asset Recovery Companies

April 7, 2017
Commission Revokes Licenses and Sanctions Multiple Individuals for Violations that Cost Investors More than $1.5 Million

March 14, 2017
Commission Revokes Securities Salesman Registration and Investment Adviser Representative License of California Man

February 7, 2017
Commission Sanctions Formers Securities Salesman for Unregistered Sales in Investment Program Funding Real Estate Loans

Archived News Releases