
		Paul Newman Commissioner	Gary Pierce Commissioner	Kristin K. Mayes Chairman	Sandra D. Kennedy Commissioner	Bob Stump Commissioner

Arizona Corporation Commission

Home
General Information
Employment Opportunities
Key Issues
News Releases
Divisions/Sections
Schedules
Arizona Laws
Rules
Corporate Records
Forms - Filings
Consumer Services
Helpful Internet Links
Education
Proposed Legislation or Proposed Rules
Important Phone Numbers

Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3^rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399

Statutes / Rules

News Releases

Enforcement

Forms

Licensing Registration

Investor Complaints

Investor Education

Good To Know

Proposed Rulemaking/Legislation

The Securities Division would like to inform you of the following activity affecting the securities and financial services industry in Arizona.

PROPOSED RULEMAKING - The Notice of Proposed Rulemaking ("NPRM") contains a brief explanation of the rule, including the Corporation Commission's reason for promulgating the rule, the text of the proposed rule or amendment, and general information such as any public hearing date and the Securities Division contact. PLEASE NOTE: Due to comments received during the course of the rulemaking process, the text of the rule or amendment as initially proposed in the NPRM may change. The changes will not be reflected in the NPRM. Be sure to consult the Notice of Final Rulemaking ("NFRM") for the final version.

A.A.C. Section #

Title

Status

Link

None at this time

PROPOSED LEGISLATION

* For Business Entity searches use the STARPAS Icon. For Utility or Securities case searches use the eDocket Icon.

Listen Live

Business Entity Search

Case & Calendar Information

AZ.Gov