Securities Division
Matthew J. Neubert - Director

1300 W. Washington St. 3rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399
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2007 News Releases

December 6, 2007
Commission Fines Adviser For Improper Web Ads, Sanctions Gilbert Man For Defrauding Senior Investors

October 12, 2007
Commission Wraps Up Cases Against Promoters Of "Five Years To Freedom" Program And Platinum Mining Fraud

September 7, 2007
Former Tucson Man Defrauds Seniors, Agra-Technologies Salesmen Agree to Repay Investors

August 15, 2007
ACC Offers "FSI: Fraud Scene Investigator" Program

August 10, 2007
Commission Penalizes Sales Arm Of Yucatan Resorts, Halts Mining And Estate Planning Investments

July 16, 2007
Commission Finds Fraud in "Five Years to Freedom" Investment Program, Sanctions Others for Securities Law Violations.

May 15, 2007
State Securities Regulators Identify Top 10 Traps Facing Investors

April 2, 2007
Commission Unveils Expanded Investor Info Center During April Savings & Investment Month

March 2,2007
Former AIG Securities Salesman Defrauds Arizona Investors, Faces Criminal Charges

February 2, 2007
Sale Of Unregistered Securities Continues To Plague Arizona

February 1, 2007
Commission Approves  Thirteenth Analyst Settlement Agreement
Wachovia Capital Markets to pay Arizona $342,348

January 10, 2007
ACC Calls Slick Kentucky Oil And Gas Investment A Fraud

 

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