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2001 News Releases December 28, 2001
Prescott Valley Companies Ordered to Refund Investments
December 28, 2001
Commission Halts Investments In Overseas Mining Venture
December 28, 2001
Restitution & Penalties Ordered Against Promoter of Colorado Outlet Mall Development
December 20, 2001
Mining Company Agrees to Offer Refunds in Securities Action
November 30, 2001
Quick Action by State Secures Investors' Funds in Viatical Scam
November 13, 2001
The Commission Cracks Down on Fraudulent Securities Schemes
October 29, 2001
Securites Division Says "WHOA" to Tucson Horseracing Syndicate Operator
October 11, 2001
Corporation Commission Halts State's Largest Viatical Operation
October 10, 2001
Fraud Charges Leveled Against Five Valley Companies & Five Metro Area Residents
October 10, 2001
Securities Division Warns Title Loan Companies
October 03, 2001
Seller of American Business Funding Securities Sanctioned
October 02, 2001
Felon, Insurance Agent & Others Ordered to Repay $11.6 Million
September 18, 2001
Regulators Warn of Opportunistic Investment Scams Following Terrorist Attacks
September 11, 2001
Four Phoenix-Area Men Ordered to Repay Investors for Fraudulent Scheme
September 07, 2001
Investors Get Help in Shopping for Certificates of Deposit
Handy Checklist Available From State Securities Regulators
September 04, 2001
Scottsdale Chiropractor Pinches Nerve of Investors
Ordered to Cease and Desist from Selling Securities
August 30, 2001
It's Lights Out in Boiler Room
Tempe Telemarketing Firm Ordered to Stop Selling Securities
August 16, 2001
Four Elderly Widows Victimized By Licensed Insurance Agent
August 15, 2001
Sweep Nets Insurance Agents For Fraudulent Sale Of Investments
August 07, 2001
Investment Frauds Using Religion On The Rise
Regulators say scams bigger, more sophisticated; Losses in three cases approach $1.5 billion
August 02, 2001
Corporation Commission Issues Order Against Founder Of Fraudulent Gold Mining Project
August 01, 2001
Phoenix Men Sentenced To Prison For Ponzi Scheme;
Arizona Corporation Commission Initiated Investigation of International Scheme
July 24, 2001
Commission Issues Order Against Mesa Securities Salesman
June 27, 2001
Commission Issues Orders Against Seven For Securities Violations
June 26, 2001
Prescott Valley Companies Ordered To Stop Selling Unregistered Securities
June 07, 2001
Restitution And Penalties Ordered Against Tucson Promoters Of Colorado Outlet Mall Development
June 07, 2001
Failure To Supervise Securities Salesman Nets $75,000 Penalty
May 25, 2001
Mesa Firms Ordered To Halt Illegal "Business Opportunity" Scheme & Pay Restitution
May 24, 2001
Scottsdale and Phoenix Companies Accused of Fraud in Sale of Promissory Notes
May 07, 2001
5 Indicted, 3 Plead Guilty In Fraud Case: Baptist Foundation Case Believed To Be Largest Affinity Fraud Case In U.S. History
April 30, 2001
Arizona's Top 10 Scams, Schemes and Swindles
April 19, 2001
Company Ordered to Halt Sales of Life Insurance Investments
April 16, 2001
Securities Regulators to Speak to High School Students in Peoria
April 12, 2001
Arizona Corporation Commission Joins Securities Industry and Regulators in Launch of Combined Investor Education Initiative
April 11, 2001
Be Wary of Business Opportunity & Investment Ads
April 11, 2001
Five Pitfalls In "Legitimate" Investments
April 10, 2001
Governor Proclaims April "Arizona Savings & Investment Month"
April 4, 2001
Arizona Kicks Off Investor Education Campaign
March 16, 2001
Gilbert Man Pleads Guilty to Theft of Investors' Funds
March 13, 2001
State Securities Regulators Crack Down on Investment Ploy
March 1, 2001
Mining Company Accused Of Fraud In Stock Promotion
February 20, 2001
Corporation Commission Uncovers Fraudulent Prime Bank Scheme
January 12, 2001
Corporation Commission Sanctions Scottsdale Foreign Currency Firm
January 2, 2001
Chamber Financial Group Ordered to Stop Selling Securities
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