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Arizona Corporation Commission

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Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3^rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399

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Good To Know

This site is provided as a public service for general informational purposes only, and it does not attempt to address any specific business transactions or legal disputes. This service is not intended to be legal advice, and should not be construed as a replacement for competent legal counsel. Although every effort has been made to present the most accurate and current information possible, we cannot and do not warrant that the information on this site is absolutely current and accurate. Inadvertent mistakes can occur, and laws often change.

Alliance for Investor Education	National Consumers League's Fraud Center
American Association of Individual Investors	NYSE Euronext
American Savings Education Council	North American Securities Admin. Association
American Association of Retired Persons	NYSE Enforcement Actions
Arizona Attorney General	Old Stock Certificates
Arizona Department of Financial Institutions	OnGuard Online
Arizona Department of Insurance	Public Investors Arbitration Bar Association
Better Business Bureau	Securities Exchange Commission
Cert. Financial Planner Board of Standards	Securities Exchange Commission - IARD Info
Federal Reserve Board	Securities Industry and Financial Markets Association
Federal Trade Commission	Social Security Administration
Financial Industry Regulatory Authority	U.S. Commodity Futures Trading Commission
FINRA Dispute Resolution	U.S. Department Of Justice
FINRA Enforcement Actions	U.S. Department of Labor
FINRA Investor Resources	U.S. General Services Administration
Investment Adviser Public Disclosure (IAPD)	U.S. Treasury, Bureau of Public Debt
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