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PUBLIC RECORDS REQUEST All forms, instructions, and affidavits are in .PDF format. If you don't have Acrobat Reader, please visit http://www.adobe.com to download your free copy. All packets are in .zip or self-extracting .exe format. Public Records Reproduction Request Form - Contains the form required for obtaining copies of public records and documents.
List Request and Instructions - Use this form to request a list of firms or individuals registered by the Securities Division.
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