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Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399
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Enforcement Orders To search for specific companies or individuals on this page, use Edit/Find (Ctrl F). To view a copy of the Order in Adobe PDF format, click on the Date next to that Respondent's name. You may obtain the Adobe PDF viewer at http://www.adobe.com. To access all of the public documents in a case, click on the eDocket icon at the bottom of this page. | Date Filed | Company/Individual | Decision # | | August 25, 2010 | Global Trading Partners, L.L.C.; Michael Eugene Gowens | 71852 | | August 25, 2010 | Grand Canyon Land Company, L.L.C.; Grand Canyon Theme Park Holdings, L.L.C.; Grand Canyon Theme Park Investments, L.L.C.; Jorge Adan Cordova; Cornelis Jan Buitenhuis; Wendy Buitenhuis | 71851 | | August 25, 2010 | Todd Allan Hoss | 71850 | | August 25, 2010 | La Bella Investments, LLC; James Mitchell | 71849 | | August 25, 2010 | MJG Enterprises, Inc.; Anthony Boscarino; Marguerite Jeane Gerhart | 71848 | | August 3, 2010 | Five Star Tree Service and Landscapes, LLC a.k.a. Five Star Tree Service; Richard McCullum, Jr.; Leah Atwood | n/a | | August 2, 2010 | Steven Dale Morrey d.b.a. Mayet, Inc.; Jennifer Morrey; Mayet Holdings, L.L.C. d.b.a. Mayet Holdings, Ltd. | n/a | | July 12, 2010 | Kenneth Williams d.b.a. KWD Commercial Construction Services | 71775 | | July 12, 2010 | Kyle Schmierer d.b.a. Amadin | 71774 | | July 9, 2010 | Lamel G. Young a.k.a. Mel Young d.b.a. Powerball Records & Entertainment; Jane Doe Young | n/a | | June 21, 2010 | Wells Fargo Investments, LLC | 71773 | | June 21, 2010 | Sports Dimensions, Inc.; Marc Hubbard | 71772 | | May 26, 2010 | La Bella Investments, LLC; James Mitchell; Deseree T. Mitchell | n/a | | May 21, 2010 | Kenneth Williams d.b.a. KWD Commercial Construction Services; Jane Doe Williams | n/a | | May 17, 2010 | Troy Dee Truvillion; Jenia Demitrova | 71703 | | May 17, 2010 | World Group Securities, Inc., CRD #114473; Terry E. Wengert, CRD #2569257 | 71700 | | May 17, 2010 | UBS Securities L.L.C.; UBS Financial Services Inc. | 71699 | | May 17, 2010 | Goldman, Sachs & Co. | 71698 | | May 17, 2010 | Rodney Peterson; Virginia Peterson | 71697 | | May 17, 2010 | Michael Vincent Ring; Kelly Ring; Elysium Capital Group, L.L.C. | 71696 | | May 17, 2010 | Cindy Bradford (a.k.a. Cindy White) | 71695 | | April 28, 2010 | Larry Wayne Ziegler; Motion DNA, Inc. | 71684 | | April 28, 2010 | Secure Resolutions, Inc. | 71683 | | April 28, 2010 | Radical Bunny, L.L.C. | 71682 | | April 28, 2010 | Richard Miles Dorman; Rebecca Dorman; Elysium Capital Group, L.L.C. | 71681 | | April 28, 2010 | American National Mortgage Partners, L.L.C.; Secura Innovative Investment, Inc.; Secura Mortgage Management, L.L.C.; Cash Flow University, Inc.; Secura Fund Arizona, L.L.C.; Larry William Dunning; Sheila Dunning; Phil Vigarino; Jane Doe Vigarino; Robert K. Rehm; Mark Kesler; Jane Doe Kesler; Frank Caspare; Gail Caspare | 71680 | | April 20, 2010 | Global Trading Partners, L.L.C.; Michael Eugene Gowens; Jane Doe Gowens | n/a | | April 8, 2010 | Douglas Cottle; Kyla Cottle | 71601 | | April 8, 2010 | Miko D. Wady; Jennifer L. Savage (f.k.a. Jennifer L. Wady); Nato Enterprises, L.L.C. | 71600 | | April 8, 2010 | John W. Pacheco; Angela Pacheco; Financial American Corporation; The Financial American Group, L.L.C.; American Apartment Fund XI, LP | 71598 | | February 23, 2010 | Erin M. Sir | 71497 | | February 23, 2010 | Stephen G. Van Campen; Diane V. Van Campen | 71496 | | February 23, 2010 | Sir Mortgage & Finance of Arizona, Inc.; Gregory M. Sir (a.k.a. Greg Sir) | 71495 | | February 23, 2010 | Michael C. Reynolds; Cash 2 U, L.L.C.; Dos Ninas, L.L.C.; Par 3 Management, L.L.C.; Tanzia Reynolds | 71494 | | February 23, 2010 | Scot A. Oglesby and Lori Ann Oglesby | 71493 | | February 23, 2010 | Green Panel Corporation; Joseph Samuel Burton; Bonnie Eileen Burton; Panelized Building Systems of Prescott, L.L.C. (a.k.a. "Panelized Building Systems") | 71492 | | February 23, 2010 | Rex G. Wheeler, Jr. | 71491 | | February 23, 2010 | Steve John Rogan; Carol Ann Richey; Dem Bonz Barbeque Restaurants, L.L.C.; Pizazz, L.L.C. | 71490 | | December 17, 2009 | Five Star Tree Service and Landscaping, L.L.C.; Richard McCullum, Jr.; Leah Atwood | n/a | | December 8, 2009 | Robert Bornholdt | 71428 | | December 8, 2009 | Randy K. Ward; Sharon Ward | 71427 | | December 8, 2009 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 71426 | | December 8, 2009 | Morgan Stanley & Co. Incorporated | 71425 | | November 13, 2009 | West Mining and Innovations, Inc.; Avison C. (AC) West; Barbara West | 71336 | | November 13, 2009 | Thomas Anthony Labry d.b.a. Iron Horse Petroleum, Inc. | 71335 | | November 13, 2009 | Robert Franklin Hockensmith Jr., CRD #1798614 | 71334 | | November 13, 2009 | Credit Suisse Securities (USA) LLC | 71333 | | November 13, 2009 | Frank Caspare | 71332 | | November 13, 2009 | Helmut Weber (d.b.a. Weber Capital Management); Vera Weber | 71331 | | October 21, 2009 | Bill L. Walters; Jacquelyn Walters | 71305 | | October 21, 2009 | Jordan Crossing Properties, LLC; Chris Blackford; Nicole Blackford | 71304 | | October 21, 2009 | Jolleen K. Hansen; Nathan E. Hansen; Thomas S. Blackwell (CRD # 4370822); Kimberly Blackwell; Deluxe Designs International, LLC; Deluxe Live Productions | 71303 | | October 21, 2009 | Thomas S. Blackwell (CRD # 4370822); Kimberly Blackwell; Team Heat, LLC | 71302 | | October 21, 2009 | Phil Vigarino | 71301 | | October 21, 2009 | Mark Kesler | 71300 | | October 21, 2009 | Lamont C. Patterson II a.k.a. Folo Patterson d.b.a. Olof Enterprises; Eletrea L. Patterson; Olof Enterprises, LLC | 71299 | | September 24, 2009 | Sir Mortgage & Finance of Arizona, Inc.; Gregory M. Sir a.k.a. Greg Sir; Erin M. Sir | n/a | | September 17, 2009 | Ferenc ("Frank") J. Csampai | 71280 | | September 17, 2009 | Nicholas S. Ballard; Oasis of Wealth, Inc. | 71279 | | September 17, 2009 | JP Morgan Chase & Co. | 71278 | | August 20, 2009 | Jordan Crossing Properties, LLC; Chris Blackford; Nicole Blackford | n/a | | August 20, 2009 | Dona Kuryanowicz | 71251 | | August 20, 2009 | Jeffrie Harper (CRD #2863910)(a.k.a. Jeff Harper); Kathleen Janice Harper | 71250 | | August 20, 2009 | Deutsche Bank Securities, Inc. | 71249 | | August 20, 2009 | Rick McCullough d.b.a. McCullough Insured Investments; The Kodiak Investment Group, LLC; Anita Geneva McCullough a.k.a. Anita G. Maestas | 71248 | | July 16, 2009 | RBC Capital Markets Corporation | 71216 | | July 16, 2009 | Dustin J. Lunt (CRD# 4705919); Kami E. Lunt; DJL & Associates, LLC | 71215 | | June 16, 2009 | Wolfepack Transportation, Inc.; Michael L. Hairston, Sr.; Sheila Hairston | 71165 | | June 16, 2009 | Owen A. Vilan; Lucina Vilan a.k.a. Lucy Vilan; Saguaro Investments, Inc. f.k.a. Vilan Enterprises, Inc. | 71164 | | June 16, 2009 | Gerald Edwin Patchen II | 71163 | | June 16, 2009 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 71162 | | June 16, 2009 | Jerome William Carter d.b.a. Good Only Done Productions, LLC; The Greatest Only Divine Productions, LLC | 71161 | | June 16, 2009 | Leonard Francis Alcaro a.k.a. Lenny Alcaro; Mary Brigid Lavin Alcaro | 71160 | | May 21, 2009 | Banc of America Securities LLC; Banc of America Investment Services, Inc. | 71071 | | May 21, 2009 | Michael V. Bradley (CRD #4605220); Wealth Enhancement & Preservation, LLC (CRD # 131808) | 71070 | | May 21, 2009 | Donald Robert Mattson a.k.a. Rob Mattson | 71069 | | May 21, 2009 | Knuckleball Capital Management, LLC | 71068 | | May 21, 2009 | Dan Wise; Cynthia Wise; Whispering Winds Properties, LLC; LM Beagle Properties, LLC; Karlena, Inc.; Axis International, Inc. | 71067 | | May 21, 2009 | Woodbury Financial Services, Inc. (CRD #36407) | 71066 | | May 20, 2009 | Green Panel Corporation; Joseph Samuel Burton; Bonnie Eileen Burton; Panelized Building Systems of Prescott, L.L.C. (a.k.a. "Panelized Building Systems") | n/a | | April 21, 2009 | Citigroup Global Markets, Inc. | 70968 | | April 21, 2009 | David W. Cole; Siiri Cole; Highline Estates, LLC; Mutual Financial Services, LLC; Dream Craft, LLC | 70967 | | April 21, 2009 | Trademark Capital Management, LLC; Blue Investments, LLC; Travis Richey; Melissa Boyd | 70966 | | March 27, 2009 | Sports Dimensions, Inc.; Marc Hubbard; Jane Doe Hubbard | n/a | | March 24, 2009 | Cosas Management Group, LLC; Gene Laurell Lines; Suzanne Lines | 70897 | | March 24, 2009 | Wachovia Securities, LLC; Wachovia Capital Markets, LLC | 70896 | | March 24, 2009 | Randie Balbas; Leila Balbas | 70895 | | March 24, 2009 | Southern Homes, LLC; Charles Bruce Ferguson | 70894 | | March 13, 2009 | West Mining and Innovations, Inc.; Avison C. (AC) West; Barbara M. West | n/a | | February 23, 2009 | Mark A. Westerfield; Victoria H. Westerfield | 70755 | | February 23, 2009 | Scott Hutchinson; Marine 3 | 70754 | | February 23, 2009 | Mayra Jeanette Angulo (CRD# 2221337); Mark Islas (CRD# 1953882) d.b.a. International Financial Services Group | 70753 | | February 23, 2009 | Brett S. Kleese; Katherine D. Kleese; BSK Enterprises, LLC | 70752 | | February 23, 2009 | James Jonathon Fraser Buchanan; Lori A. Buchanan | 70751 | | February 18, 2009 | Steve John Rogan; Carol Ann Richey; Dem Bonz Barbecue Restaurants, LLC; Pizazz, LLC | n/a | | January 29, 2009 | Kyle Schmierer d.b.a. Amadin; Jane Doe Schmierer | n/a | | January 16, 2009 | Nicholas (Nick) S. Ballard d.b.a. Oasis of Wealth, Inc.; Oasis of Wealth; AZ Gold & Safaris, Inc.; Jane Doe Ballard | n/a | | December 22, 2008 | Gregg L. Wolfe; Allison A. Wolfe; Nakami Chi Group Ministries International | 70657 | | December 22, 2008 | Edward A. Purvis; Maureen H. Purvis | 70656 | | December 9, 2008 | Reserve Oil & Gas, Inc.; Allen C. Stout; Eugenia Stout | 70630 | | December 9, 2008 | Dean A. Severns; Cheryl E. Severns; Severns Properties, LLC; Severns Capital, LLC; J. Dean, LLC | 70634 | | December 9, 2008 | Patrick Allen Roberts; Sheri L. Krouse; Motors De Amigos; Rock'n R Car Company Enterprises, Inc. | 70633 | | December 9, 2008 | James Leroy Costello; Linda S. Costello | 70632 | | December 9, 2008 | Stanley Lane Boblett | 70631 | | November 5, 2008 | Gerald Edwin Patchen II; Jane Doe | n/a | | October 8, 2008 | Pacific Coast Holding Company; Hall of Fame Partners, LLC | 70548 | | October 8, 2008 | Guillermo Ricardo De La Vara; Mortgage Notes, Inc.; MNI Properties, LLC; Erlinda De La Vara | 70547 | | October 8, 2008 | CAG Capital, Inc.; Kim K. Collins | 70546 | | October 8, 2008 | Cindy Bradford a.k.a. Cindy White | 70544 | | October 8, 2008 | Richard Bradford (CRD# 2706290) | 70545 | | October 8, 2008 | Property Quest DJE, Inc.; Donald J. Emmons III; Stacy S. Emmons | 70549 | | September 18, 2008 | Jerome William Carter d.b.a. Good Only Done Productions, LLC; Jane Doe Carter; The Greatest Only Divine Productions, LLC | n/a | | September 12, 2008 | Helmut Weber d.b.a. Weber Capital Management; Vera Weber | n/a | | September 12, 2008 | Patrick Allen Roberts; Sheri L. Krouse; Motors De Amigos, Inc.; Rock'N R Car Company Enterprises, Inc. d.b.a. R&R Remarketing | n/a | | August 28, 2008 | Guillermo Ricardo De La Vara a.k.a. William De La Vara and Bill De La Vera d.b.a. Mortgage Notes; MNI Properties, LLC; Erlinda De La Vara a.k.a. Erlinda G. Lopez | n/a | | August 21, 2008 | Robert N. Neklewicz a.k.a. Robert Neil Stock (CRD# 8984776) | 70467 | | August 21, 2008 | Eric Charles Zimmerman a.k.a. Eric Zimmerman; Penelope Zimmerman a.k.a. Penny Zimmerman | 70466 | | August 12, 2008 | Antonia Boblett a.k.a. Toni Boblett and/or Antonia Loera-Marks | n/a | | July 28, 2008 | Kuypow, Inc. d.b.a. Mo's Properties & Investment Group; Morris Clyde Kuykendall a.k.a. MO; Judy E. Powers | 70439 | | July 22, 2008 | Trademark Capital Management, LLC; Blue Investments, LLC; Travis Richey; Melissa Boyd | n/a | | June 20, 2008 | Lori Darlene Jordan a.k.a. Lori Herndon | 70391 | | June 20, 2008 | Panama Capital Funding, LLC; Benjamin Ray O'Toole; Jarisa H. Garcia; Christopher Shane Strickland; Claudia J. Masters | 70390 | | June 20, 2008 | Donald Anthony Tomasian a.k.a. Donald Anthony Tomasian, Jr. and Bella Funding, LLC | 70389 | | April 29, 2008 | Michael Andrew Dawes | 70324 | | April 29, 2008 | Ryan James Herndon | 70321 | | April 29, 2008 | Scott Renny Bogue, Sr. | 70320 | | April 29, 2008 | G'ieber Financial, LLC; David A. Gotlieb; Stacey Scibelli-Gotlieb | 70319 | | April 29, 2008 | Linda Dawes | 70318 | | April 29, 2008 | Cameron Guy Campbell; Nanette Campbell | 70317 | | April 24, 2008 | Leonard Clark Rhodes, Jr. | CV2007-013805 | | March 27, 2008 | Kenneth Howard Fraleigh; Linda Jean Fraleigh | 70219 | | March 27, 2008 | Donna Marie Shurot | 70217 | | March 27, 2008 | Morgan Stanley & Co. Incorporated | 70216 | | March 27, 2008 | Lingerie Nights DVD Magazine, LLC; Raymond Javier Duran; Richard B. Cuen | 70215 | | March 27, 2008 | Linda Bryant Jordan a.k.a. Linda Van Vranken a.k.a. Linda Jordan-Van Vranken | 70214 | | March 20, 2008 | Panama Capital Funding, LLC; Benjamin Ray O'Toole; International Funding Network; Panagreen Bio Fuels, Inc.; Algaecake Technologies Corporation; Jane Doe O'Toole; Christopher Shane Strickland; Jane Doe Strickland | n/a | | March 10, 2008 | Diamond Bay Investments, Inc.; Jonathan Jordan Wirsz | 70187 | | March 10, 2008 | Kelly J. Waters; Daniel B. Waters; Kelly's Mobile Homes Sales, Inc. | 70190 | | March 10, 2008 | Michael Joseph Hannan, a.k.a. Michael Hannan, Mike Hannan, Michael J. Hannan, II; Janice C. Hannan | 70189 | | March 10, 2008 | Veronica Alexandra Leigh f.k.a. Candice Anna Gill; Charles William Gill III; Charles Gill; Chuck Gill; CAG Financial, LLC; CAG Financial Services, LLC; Leigh & Associates, LLC | 70188 | | February 28, 2008 | Kuypow, Inc.; Mo's Properties & Investment Group; Morris Clyde Kuykendall; Mo Kuykendall; Judy E. Powers | n/a | | February 27, 2008 | Asset Salvation Group, LLC; Jack Robert Erickson, Sr; Jane Doe Erickson; JRE Holdings Trust; Dust to Dream Development Group, LLC | n/a | | January 31, 2008 | Ronald J. Strayer a.k.a. RJ Strayer; Jeffrey Stanford Ryan; Lisa Scott; RJSR Land Development CR | 70158 | | January 15, 2008 | Lingerie Nights DVD Magazine, LLC; Raymond Javier Duran; Jane Doe Duran; Richard B. Cuen; Jane Doe Cuen | n/a | | December 27, 2007 | Ferenc (Frank) J. Csampai; Robert N. Neklewicz a.k.a. Robert Neil Stock; Global Aviation Fuel Systems | n/a | | December 6, 2007 | David A. Cockrell; Cockrell Investment Resource Associates, LLC | 70066 | | December 6, 2007 | Donald P. Shoemaker; Michael J. Sagnelli | 70065 | | December 6, 2007 | Leonard Clark Rhodes, Jr.; Margaret Rhodes | 70064 | | November 20, 2007 | Donald Anthony Tomasian a.k.a. Donald Anthony Tomasian, Jr.; Katherina Tomasian; Bella Funding, LLC | n/a | | November 16,2007 | Ronald James Strayer; Jane Doe Strayer; Jeffrey Stanford Ryan; Lisa Scott; RJSR Land Development CR | n/a | | October 18, 2007 | Cockrell Investment Resource Associates, LLC; David A. Cockrell; Jane Doe Cockrell | n/a | | October 16, 2007 | Interactive Technologies West, Inc.; Louis F. Conant, III; Kyle E. Gillman | 69943 | | October 16, 2007 | Agra-Technologies, Inc., a.k.a. ATI; William Jay Pierson a.k.a. Bill Pierson; Sandra Lee Pierson a.k.a. Sandy Pierson; William H. Baker, Jr., a.k.a. Bill Baker; Patricia M. Baker | 69942 | | October 16, 2007 | RYM Technology Holdings, LLC; Felix L. Daniel, Sr. | 69941 | | September 6, 2007 | Leonard Francis Alcaro a.k.a. Lenny Alcaro | 69900 | | September 6, 2007 | Jerry Johnston Hodges; Lawrence Kevin Paille a.k.a. Larry Paille | 69899 | | August 13, 2007 | John Edward Tencza; Christine M. Tencza; American Elder Group, LLC; American Elder Group, Inc. | 69777 | | August 13, 2007 | Gregory Grant Groh; Gail A. Groh | 69776 | | August 13, 2007 | Estate Protection Consultants, LLC; Ramon Conrado Villa Vasquez a.k.a. Ray C. Villa a.k.a. Ray Villa; Maria J. Villa | 69775 | | August 13, 2007 | Richard Allen Campbell a.k.a. Dick Campbell; Sondra Jane Campbell | 69774 | | July 20, 2007 | Kelly J. Waters; Daniel B. Waters; Kelly’s Mobile Home Sales, Inc. | n/a | | July 18, 2007 | ACI Holdings, Inc. | 69701 | | July 18, 2007 | James W. Keaton, Jr.; Jennifer Keaton | 69702 | | July 18, 2007 | Denise Leyshon | 69703 | | July 18, 2007 | Mutual Benefits Corporation | 69704 | | July 18, 2007 | Perry Penny; Terry Penny; Penny Financial, Inc.; Penny Properties, Inc. | 69705 | | July 18, 2007 | Alonzo Russell d.b.a. Guardian Angel Advisers; Linda Russell | 69706 | | June 12, 2007 | Agra-Technologies, Inc. a.k.a. ATI; William Jay Pierson a.k.a. Bill Pierson; Sandra Lee Pierson a.k.a. Sandy Pierson; Richard Allen Campbell a.k.a. Dick Campbell; Sondra Jane Campbell; William H. Baker, Jr. a.k.a. Bill Baker; Patricia M. Baker; Jerry Johnston Hodges; Lawrence Kevin Paille a.k.a. Larry Paille | n/a | | June 6, 2007 | Phillip Robert Ohst; Mary Elizabeth Ohst | 69641 | | June 6, 2007 | Janalee Ranney Sneva d.b.a. Sneva Alliance | 69640 | | May 17, 2007 | Trend Management Group, Inc.; Trend Capital, LLC | 69438 | | May 1, 2007 | Easy Street Financial Group, Inc.; Scot Alan Oglesby; Lori Ann Oglesby; Christopher Ellis Marx | 69438 | | May 1, 2007 | John S. Mendibles; MGN Enterprises, Ltd. | 69439 | | March 20, 2007 | Michael Eugene Kelly; Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holding International, S.A.; World Phantasy Tours, Inc. a.k.a. Majesty Travel a.k.a. Viajes Majesty | n/a | | March 20, 2007 | Owen A. Vilan; Lucina Vilan a.k.a. Lucy Vilan; Saguaro Investments, Inc. f.k.a. Vilan Enterprises, Inc. | n/a | | March 2, 2007 | Gary Wayne Hardy d.b.a. Hardy Asset Management; Hardy Asset Management | 69356 | | February 1, 2007 | Wachovia Capital Markets, LLC | 69294 | | February 1, 2007 | David J. Leyshon d.b.a. Leyshon Capital Management d.b.a. Leyshon Capital Management, LLC | 69293 | | February 1, 2007 | Clinton Goff a.k.a. Clint Goff; Warren Exploration, LLC | 69292 | | February 1, 2007 | William Melvin Hawkins; Meta Funding, LLC | 69291 | | January 22, 2007 | Perry Penny; Terry Penny; Penny Financial, Inc.; Penny Properties, Inc.; RYM Technology Holdings, LLC; Felix L. Daniel, Sr. | n/a | | January 16, 2007 | Mid America Energy, Inc.; Mid-America Oil & Gas, LLC; Gary M. Milby a.k.a. Gary Moss Milby a.k.a. Gary M. Milley; Energy Marketing, Inc. | 69233 | | January 16, 2007 | James Whatcott; Rita Whatcott | 69236 | | January 16, 2007 | Lucille Blitz | 69235 | | January 16,2007 | John Blitz | 69234 | | November 29, 2006 | Mathon Management Company, LLC | n/a | | November 20, 2006 | Trend Management Group, Inc.; Trend Capital, LLC | n/a | | November 14, 2006 | Christopher Ellis Marx | 69126 | | November 14, 2006 | Scot Alan Oglesby; Lori Ann Oglesby | 69125 | | November 14, 2006 | Easy Street Financial Group, Inc. | 69124 | | October 16, 2006 | Agra-Technologies, Inc. a.k.a. ATI; William Jay Pierson a.k.a. Bill Pierson; Sandra Lee Pierson a.k.a. Sandy Pierson; Richard Allen Campbell a.k.a. Dick Campbell; Sondra Jane Campbell; William H. Baker, Jr. a.k.a. Bill Baker; Patricia M. Baker; Jerry Johnston Hodges; Lawrence Kevin Paille a.k.a. Larry Paille | 69942 | | September 29, 2006 | Gary M. Milby a.k.a. Gary Moss Milby a.k.a. Gary M. Milley; Mid America Energy, Inc.; Mid America Oil & Gas, LLC; Energy Marketing, Inc. | n/a | | September 12, 2006 | Thomas C. Messina a.k.a. Thomas Campbell Messina a.k.a. Tom C. Messina, and Donna M. Messina | 68942 | | September 12, 2006 | Lori Lee Spranger a.k.a. Lori Moriarty a.k.a. Lori Lee Levandowski a.k.a. Lori Gessel d.b.a. Vector 90 Debt Purchasing; Michael Moriarty d.b.a. Vector 90 Debt Purchasing | 68941 | | September 12, 2006 | Kenneth Duane Feldhacker | 68940 | | September 12, 2006 | Ameriprise Financial Services, Inc. | 68939 | | September 8, 2006 | Mid America Energy, Inc.; Mid America Oil and Gas, LLC; Energy Marketing Inc.; Warren Exploration, LLC; Clint Goff; Gary M. Milby a.k.a. Gary Moss Milby a.k.a. Gary M. Milley; Wanda Milby; Jim Whatcott; Rita Whatcott; John Blitz; Lucille Blitz | n/a | | September 7, 2006 | Believing In Jesus Investments, LLC; Phoebus Vincent Smith a.k.a. Vince Smith; Sharon Elizabeth Govan a.k.a. Sharron E. Govan-Smith a.k.a. Sharon Smith | n/a | | August 28, 2006 | The 12 Percent Fund I, LLC; Coyote Growth Management, LLC; Michael Joseph Hannan a.k.a. Michael Hannan a.k.a. Mike Hannan a.k.a. Michael J. Hannan, II; Sam Ahdoot a.k.a. Sam Ahdout | n/a | | August 7, 2006 | Syndicated Gold Depository, S.A. | 68873 | | August 7, 2006 | Parklane International Corporation | 68872 | | August 7, 2006 | Michael Giannantonio (a.k.a. Michael David Turley) individually and d.b.a. Nitefire Entertainment; Karen Lynn Turley; Nitefire Entertainment; SummitStar Entertainment L.P. d.b.a. SummitStar Films and/or SummitStar Films & Entertainment | 68874 | | July 5, 2006 | Robert K. Rehm | n/a | | June 30, 2006 | H. Jon Kunowski d.b.a. Precision Model and Design, Inc. d.b.a. Air Lase, Inc. d.b.a. American Innovative Research, Inc. | 68790 | | June 26, 2006 | H. Jon Kunowski d.b.a. Precision Model and Design, Inc. d.b.a. Air Lase, Inc. d.b.a. American Innovative Research, Inc. | 68790 | | June 19, 2006 | Paul J. Meka; Carol Meka | n/a | | June 1, 2006 | Mark Alan Melkowski, Sr.; Eagle Communications, Inc.; Eagle One Financial & Tax, LLC; Ronald Lee Goble d.b.a. Southwest Trust & Financial; Roger Lancette d.b.a. National Estate Service and Planning and Senior Advisory Services; Gary L. Christian d.b.a. Cornerstone Senior Planning; Hyland A. Stokes and Estate Planning Protection, Inc.; Wallace Butterworth d.b.a. Butterworth Advisory Services and Senior Advisory Services; William E. Bergh d.b.a. National Financial, Group; World Wide Business Opportunities, LLC | 68720 | | June 1, 2006 | David L. McMillan | 68717 | | June 1, 2006 | Robert K. Rehm | 68715 | | June 1, 2006 | Paul J. Meka; Carol Meka | 68714 | | March 6, 2006 | Arthur B. Cooper; Linda Ebinger-Cooper | 68511 | | March 6, 2006 | David John Palen | 68512 | | February 28, 2006 | Mid America Energy, Inc.; Mid America Oil and Gas, LLC; Energy Marketing, Inc.; Warren Exploration, LLC; Clint Goff; Gary M. Milby a.k.a. Gary Moss Milby a.k.a. Gary M. Milley; Wanda Milby; Jim Whatcott; Rita Whatcott; John Blitz; Lucille Blitz | n/a | | February 21, 2006 | Michael Eugene Kelly; Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holding International, S.A. | n/a | | February 10, 2006 | Lori Lee Spranger a.k.a. Lori Moriarty a.k.a. Lori Lee Levandowski a.k.a. Lori Gessell, d.b.a. Vector 90 Debt Purchasing; Martin Otto Spranger a.k.a. Martin Otto Spranger, III; Michael Moriarty d.b.a. Vector 90 Debt Purchasing | n/a | | February 2, 2006 | WSK Energy, LLC | 68462 | | February 2, 2006 | Kevin H. Krause | 68461 | | February 2, 2006 | Kevin H. Krause | 68460 | | February 2, 2006 | Bruce R. Goldman d.b.a. Opulent Management Group d.b.a. Bravura Management Group, d.b.a. Zanadu Construction d.b.a. The Opulent Group; Opulent Properties, LLC d.b.a. Opulent Properties; Mill Direct Flooring, LLC d.b.a. Mill Direct Flooring; The Loan Xperts, LLC | 68459 | | December 30, 2005 | Reserve Oil & Gas, Inc.; Allen Stout, Sr.; Allen Stout, Jr. | n/a | | December 13, 2005 | Michael Giannantonio a.k.a. Michael David Turley d.b.a. Nitefire Entertainment; Karen Lynn Turley; John Voight; Nitefire Entertainment; SummitSTAR Entertainment L.P., d.b.a. SummitSTAR Films d.b.a. SummitSTAR Films & Entertainment | n/a | | December 5, 2005 | Ameriprise Financial Services, Inc. f.k.a. American Express Financial Advisors, Inc. | 68316 | | December 5, 2005 | Michael R. Brooks; Maria Brooks | 68315 | | November 14, 2005 | Bruce R. Goldman d.b.a. Opulent Management Group d.b.a. Bravura Management Group d.b.a. Zanadu Construction d.b.a. The Opulent Group; Linda L. Goldman a.k.a. Linda Mull a.k.a. Linda Sanger; Natasha Mull a.k.a. Natasha Goldman; Opulent Properties LLC d.b.a. Opulent Properties; Mill Direct Flooring, LLC d.b.a. Mill Direct Flooring; The Loan Xperts, LLC | n/a | | November 8, 2005 | Brixon Group, Ltd.; Joseph Wayne McCool a.k.a. Joe McCool; Donald John Manning a.k.a. Don Manning | 68270 | | October 25, 2005 | Listo, Inc. | 68230 | | October 25, 2005 | Waddell & Reed, Inc. | 68229 | | August 25, 2005 | Worldwide Forex, Inc. | 68095 | | August 25, 2005 | Universal FX, Inc. | 68094 | | September 23, 2005 | Ronald Earl Pfingsten; Sharlene N. Pfingsten | 68161 | | September 23, 2005 | Christopher D. Dedmon; Kimberly Dedmon; Omni Horizon Group, LLP | 68160 | | September 23, 2005 | Robert Timothy Watt a.k.a. Tim Watt; Centenarios Gold, Inc. | 68159 | | August 25, 2005 | Arkad Investment Services, Inc. d.b.a. Arkad Investment Services | 68099 | | August 25, 2005 | Steven Lee Hutchinson | 68098 | | August 25, 2005 | Terri A. Sheehy | 68097 | | August 25, 2005 | Terry Couch | 68096 | | July 11, 2005 | Mark J. Sheehy | 67962 | | July 11, 2005 | Tierra Group, a.k.a. Tierra Group Properties, a.k.a. Tierra Group Companies, a.k.a. Tierra Group, Inc.; Preservation Trust Corporation a.k.a. Preservation Corporation, a.k.a. Preservation Trust Company; Partnership Preservation Trust, a.k.a. Preservation Trust Corporation Limited Partnership; Caterpillar Foundation Properties, a.k.a. Caterpillar Foundation Properties Limited Partnership; Rene L. Couch | 67961 | | June 9, 2005 | Gary R. Shannon | 67931 | | June 9, 2005 | Scott Erick Langfitt | 67930 | | June 9, 2005 | Roy R. Golladay, Jr. d.b.a. The Investment Group; Ester Golladay; Check and Send, Inc. | 67929 | | June 9, 2005 | M.A.C. Investments, Inc.; M.A.C. Investment Sales, Inc.; M.A.C. Investments Sales, Inc.; Maricruz Alvarado a.k.a. Mariacruz Alvarado a.k.a. Maricruz Albarado; Aldemaro Gonzales Gamez a.k.a. Aldemaro Gonzalez; Maria Elena Gonzalez; Kevin Polardi | 67928 | | May 2, 2005 | Lonzo Archer | 67776 | | May 2, 2005 | Thomas Weisel Partners, LLC | 67774 | | April 15, 2005 | Mathon Management Company, LLC | n/a | | April 5, 2005 | Mathon Management Company, LLC | n/a | | March 29, 2005 | John E. Shannon; Rebecca F. Shannon | 67728 | | March 29, 2005 | Theodore A. Mietzner; Southwest Capital Advisors LLC | 67726 | | March 10, 2005 | Robert Smart; Kevin Krause; Listo, Inc. | n/a | | February 25, 2005 | Samuel Isaiah Rodriguez; Golden Oak Marketing, Inc. | 67607 | | February 25, 2005 | John F. Klatt; Marilyn A. Klatt; Retirement Planning Center | 67606 | | February 25, 2005 | Deborah Lee Brugliera; Pristine Property & Investments, Inc. | 67605 | | February 25, 2005 | Troy S. Warren | 67604 | | February 25, 2005 | Deutsche Bank Securities, Inc. | 67603 | | February 17, 2005 | John S. Mendibles; MGN Enterprises, Ltd. | n/a | | February 15, 2005 | M.A.C. Investments, Inc.; M.A.C. Investment Sales, Inc.; M.A.C. Investments Sales, Inc.; Maricruz Alvarado a.k.a. Mariacruz Alvarado a.k.a. Maricruz Albarado; Aldemaro Gonzales Gamez a.k.a. Aldemaro Gonzalez; Maria Elena Gonzalez; Kevin Polardi | n/a | | January 31, 2005 | Victor Monroe Stockbridge | 67539 | | January 31, 2005 | David A. Fazio; Deborah Fazio; Fountain Capital Management LLC | 67538 | | January 31, 2005 | Christopher S. Mee; Mee Diamond & Jewelry, Inc. d.b.a. Diamond Showcase | 67537 | | January 31, 2005 | Noel Eugene Cullison; Barbara Cullison; Solutions, Sources, & Consulting LLC; Energy Savings Solution, Inc. | 67536 | | January 20, 2005 | Centenarios Gold Inc.; Tim Watt | n/a | | November 23, 2004 | Stephen A. Hiltbrand; Cheryl Hiltbrand | 67431 | | November 23, 2004 | James L. Oppenheimer; Sydney J. Oppenheimer | 67430 | | November 3, 2004 | Kevin H. Krause; WSK Energy, LLC | n/a | | October 20, 2004 | Robert C. Frost; Robin Frost | 67357 | | October 20, 2004 | Rex E. Kuhn; Unity Financial, LLC | 67354 | | October 20, 2004 | Intersecurities, Inc. | 67353 | | October 20, 2004 | Helen C. Hartze | 67352 | | October 20, 2004 | HCH Enterprise, LLC | 67351 | | August 24, 2004 | H. Jon Kunowski d.b.a. Precision Model and Design, Inc. d.b.a. Air Lase, Inc. d.b.a. American Innovative Research, Inc. | n/a | | August 24, 2004 | Multi Media Technology Ventures, Ltd. a.k.a. MMTV, Ltd.; Biltmore Group, Inc.; Graham Inch; C. Ronald Paxson a.k.a. Charles R. Paxson; Chris Corbett | 67221 | | August 24, 2004 | Mark Kesler | 67219 | | August 24, 2004 | Donald Abernathy; Helen Abernathy | 67218 | | August 24, 2004 | Intergrowth Financial Group; Roger Alvin Sande | 67217 | | August 24, 2004 | Richard A. Fandrich | 67215 | | July 22, 2004 | Parklane International Corporation; Syndicated Gold Depository, S.A. | n/a | | July 1, 2004 | H. Jon Kunowski d.b.a. Precision Model and Design, Inc. d.b.a. Air Lase, Inc. d.b.a. American Innovative Research, Inc. | n/a | | June 29, 2004 | Wesley Karban Wyatt d.b.a. The Financial Greenhouse | 67088 | | June 29, 2004 | Gregory Russell Brown; Karen Brown | 67087 | | June 29, 2004 | International Global Positioning, Inc.; John J. Madsen; Michael J. Coker | 67086 | | June 29, 2004 | Gary G. Johnson; Johnson Estate Planning Service, Inc.; Johnson Estate Planning Service L.L.P. | 67085 | | May 24, 2004 | James W. Dreos d.b.a. Dreos Financial Services; Esther Dreos | 66995 | | May 11, 2004 | Elliot Crosby | 66965 | | April 21, 2004 | Edmond L. Lonergan; Dolores Lonergan; Corporate Architects, Inc. | 66934 | | April 21, 2004 | Steven C. Bond; Cari A. Bond; B.B. Financial Benefits Group, Inc. | 66933 | | March 24, 2004 | H. Jon Kunowski d.b.a. Precision Model and Design, Inc. d.b.a. Air Lase, Inc. d.b.a. American Innovative Research, Inc. | n/a | | March 23, 2004 | Evelyn Baumgardner d.b.a. Your Living Trust; Michael Baumgardner | 66859 | | March 23, 2004 | Kathleen Whorley Sommer d.b.a. Sommer & Associates | 66858 | | March 4, 2004 | Multimedia Technology Ventures, Ltd. a.k.a. MMTV, Ltd.; Biltmore Group, Inc.; Global Trek Xploration Corp.; Chris Corbett; Graham Inch; C. Ronald Paxon | n/a | | February 5, 2004 | Citigroup Global Markets Inc. f.k.a. Salomon Smith Barney Inc. | 66768 | | February 5, 2004 | Robert Shakman; Healthcare Purchasing Alliance, Inc. | 66767 | | February 5, 2004 | Chris Hugh Rutland | 66766 | | February 5, 2004 | Global Trusts LLC; Clyde F. Wagnon; Martha E. Wagnon | 66765 | | December 22, 2003 | James T. M. Verbic | 66649 | | December 22, 2003 | Robert J. Brannon | 66648 | | December 22, 2003 | Credit Suisse First Boston LLC f.k.a. Credit Suisse First Boston Corporation | 66647 | | December 22, 2003 | Philip William Merrill | 66645 | | December 9, 2003 | Philip William Merrill | 66614 | | October 27, 2003 | Worldwide Forex, Inc.; Universal FX, Inc.; David Bridges | n/a | | October 17, 2003 | John R. Wallrich; Jennifer Wallrich | 66436 | | October 14, 2003 | Clay Eugene Lambert | 66403 | | October 14, 2003 | Ocean International Marketing, Ltd.; Heros Global Marketing, Ltd.; Seed International, Ltd. | 66402 | | October 14, 2003 | Non-Stop Shopping.com, Inc. d.b.a. 2C2K.com, Inc.; Kenneth Mark Deubner; Donald L. Levine; Stephen Rosenbaum; Bobbie Jo Swartz | 66401 | | October 1, 2003 | Ralph Shaul; Leslie Shaul | 66355 | | October 1, 2003 | Douglas Sanchez; Karen Sanchez; DMS Power Cash Flow, LLC; Persanco, LLC | 66354 | | October 1, 2003 | Carl Delano Woodard a.k.a. Carl Woodward | 66353 | | September 29, 2003 | Lehman Brothers Inc. | 66320 | | September 29, 2003 | Goldman, Sachs & Co. | 66318 | | September 24, 2003 | Bear, Stearns & Co., Inc. | 66298 | | September 24, 2003 | J.P. Morgan Securities, Inc. | 66297 | | September 24, 2003 | Morgan Stanley & Co. Incorporated | 66296 | | September 24, 2003 | U.S. Bancorp Piper Jaffray, Inc. | 66295 | | September 18, 2003 | Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holdings International, S.A.; World Phantasy Tours, Inc. a.k.a. Majesty Travel a.k.a. Viajes Majesty; Avalon Resorts; Michael E. Kelly; Lory Kelly | n/a | | July 22, 2003 | Stephen Rosenbaum; Bobbie Jo Swartz | 66076 | | June 30, 2003 | Michael A. Diaz; Lorrina Diaz; Michael B. Maksudian; Betty Maksudian; Wealth Management Resources, Inc. | n/a | | May 27, 2003 | Robert D. Bjerken | 65955 | | May 16, 2003 | UBS Warburg LLC; USB PaineWebber Inc. | 65912 | | April 22, 2003 | Gregory B. Gill a.k.a. Gregory R. Gill; Martin & Griffin, LLC | 65842 | | April 22, 2003 | Douglas P. Warren; Kathleen M. Warren; Matthew W. Warren | 65841 | | March 24, 2003 | David R. Krizman | 65772 | | March 24, 2003 | Bob’s Cash Express, Inc.; Bob’s Land One, Inc.; Challenge/Land USA, Inc.; Arizona Digital Security Tech., Inc.; American Dish Tech., Inc.; Robert H. Roberts; Garrett L. Wright a.k.a. Garrett Lee; Dan R. Harper a.k.a. D.J. Harper; Joyce Goodman | 65771 | | March 24, 2003 | Non-Stop Shopping.com, Inc. d.b.a. 2C2K.com, Inc.; Kenneth Mark Deubner | 65770 | | February 18, 2003 | One Vision Children's Foundation, Inc.; Hollister M. Marx | 65629 | | January 28, 2003 | Donald Ramey | 65559 | | January 28, 2003 | Wallace Butterworth; Senior Advisory Services, LLC | 65558 | | January 28, 2003 | Hayden Keith Holland; Lisa Marie Holland; Scottsdale Financial Funding Group, LLC | 65557 | | January 28, 2003 | Tad Lyn Ulrich; Tad L. Ulrich & Associates, LLC | 65556 | | January 28, 2003 | Turn Two Trading Club; Dennis Wayne Little; Deborah L. Sorensen Little | 65555 | | January 23, 2003 | Merrill Lynch, Pierce, Fenner & Smith, Inc. | 65545 | | December 17, 2002 | Turn Two Trading Club; Dennis Wayne Little; Deborah L. Sorensen Little | 65456 | | November 20, 2002 | Ronald Lee Keel | 65424 | | November 20, 2002 | Meracana Mining Corporation | 65423 | | November 13, 2002 | Brian Bamman; Bamex International, Ltd. | 65383 | | September 30, 2002 | David Carroll Loach | 65230 | | September 30, 2002 | David Allen Parizek, Jr.; Parizek Capital Management, LLC | 65229 | | September 30, 2002 | Netgo, Inc.; SDIC Partnership; Camelback, Ltd.; Neil Dennis Lewis | 65228 | | September 30, 2002 | M-Corp International, Ltd. | 65227 | | September 30, 2002 | Norman Michael Miller; M-Corp International, Ltd. | 65226 | | September 03, 2002 | Charles E. Conatser; Estate Conservation Strategies, Inc. | 65163 | | August 29, 2002 | Easy Money Auto Leasing, Inc.; Superior Financial Services, Inc.; James Anthony Cicerelli; David Paul French | 65162 | | August 29, 2002 | Grand Canyon Wagon Adventure Tours, Inc.; Floyd Willard Dwiggins, Jr. | 65161 | | August 29, 2002 | Alan Bruce Stoner | 65159 | | August 29, 2002 | Jeffrey Wilcox; Eternal Presence, Inc. | 65158 | | July 18, 2002 | Republic Cash Advance, Inc.; Quick Cash Advance, Inc.; Curtis J. Billups; Mark N. Ferguson | 65035 | | July 02, 2002 | Gary Milburn Laha | 65005 | | June 05, 2002 | Howard S. Baldwin | 64872 | | June 05, 2002 | Glenn A. Liberatore; Glenn A. Liberatore Financial Services | 64871 | | May 30, 2002 | 21st Century Satellite Communications, Inc. | 64852 | | May 30, 2002 | Philip A. Lehman; Tower Equities, Inc. | 64851 | | May 30, 2002 | Ronald L. Fanzo d.b.a. Intermarc Marketing d.b.a. Cashflows | 64850 | | May 30, 2002 | David Hitzig | 64849 | | May 30, 2002 | Bruce J. Blechman; Pre-IPO Venture Capital Fund, LLC | 64848 | | May 30, 2002 | Robert Witt a.k.a. Harry Robert Witt | 64847 | | May 01, 2002 | Michael David Fromkin | 64787 | | May 01, 2002 | David Nutter; North American Insurance Services, LLC | 64784 | | May 01, 2002 | Michelle L. Webb d.b.a. Webb Financial Group a.k.a. Michelle Webb Financial Group | 64783 | | May 01, 2002 | Richard Dean Carrington a.k.a. Richard Dean Frank d.b.a. Carrington Estate Planning Services d.b.a. Carrington Investment Services | 64786 | | March 26, 2002 | The Chamber Group, Inc. a.k.a. Chamber Financial Group, a.k.a. Chamber Financial; Joseph L. Hiland; Tyson J. Hiland; Travis D. Hiland | 64672 | | March 25, 2002 | Michael Lynn Bill d.b.a. Arizona Viaticals Settlements and Annuities | 64652 | | March 25, 2002 | William R. Evans Chartered | 64651 | | March 25, 2002 | Viatical Center, Inc. | 64650 | | March 25, 2002 | Beneficial Assistance a.k.a. Beneficial Assurance, Ltd.; t/a Imtek Funding Corporation | 64649 | | March 25, 2002 | Creative Financial Funding, LLC; American Money Power, Inc. d.b.a. Money Power; Federal Capital, LLC; Corporate Fiducial Services, Inc.; Paul J. Meka; Larry Dunning | 64653 | | February 22, 2002 | Philip A. Lehman; Tower Equities, Inc. | 64559 | | February 22, 2002 | Brian Lloyd Gibbons | 64558 | | January 15, 2002 | Robert Dale Hylton; Hylton Enterprises, Inc.; Oreo Management Co.; Legend Leasing Co.; Liberty Marketing Co.; Passport Wholesale Supply | 64343 | | December 28, 2001 | Aeromax, Inc.; Aeromag Corporation; Lexington Bartlett; David L. Sears | 64290 | | December 28, 2001 | Charles Ray Stedman and Profutura, LLC | 64284 | | December 28, 2001 | M.G. Natural Resources Corporation d.b.a. Xenolix Technologies, Inc.; Alvin Charles Johnson, Jr. | 64283 | | November 29, 2001 | Mark Aaron Sutter | 64246 | | November 29, 2001 | Kenneth R. Morris; Accelerated Success, Inc. | 64245 | | November 08, 2001 | Paul C. Woodcock | 64204 | | November 08, 2001 | Hyland A. Stokes; Estate Planning Protection, Inc. | 64203 | | November 08, 2001 | Gary L. Christian d.b.a. Cornerstone Senior Planning | 64202 | | November 08, 2001 | Robert D. Pierson | 64201 | | November 08, 2001 | Integrity Assured Life Settlements, Inc. | 64200 | | November 08, 2001 | Steven S. Levine Chartered | 54199 | | October 30, 2001 | Roger Lancette d.b.a. National Estate Service and Planning and Senior Advisory Services | 64185 | | October 30, 2001 | Wallace Butterworth d.b.a. Butterworth Advisory Services and Senior Advisory Services | 64184 | | October 30, 2001 | Wayne Keith Richardson; Edge Business Services, Inc. | 64165 | | October 4, 2001 | Randall Wayne Smith, Jr. | 64080 | | October 04, 2001 | Kenneth Eugene Schaub; Investment Planners Of America, Inc. | 64079 | | October 04, 2001 | Prosperity Investors Group a.k.a. Prosperity Investors Trust a.k.a. Prosperity Express Ltd.; Neil R. McAllister; Fred C. Ruscher | 64078 | | September 18, 2001 | Hotel Connect LLC’s #100-1100 | 64041 | | September 18, 2001 | Ronald Lee Goble d.b.a. Southwest Trust & Financial | 64040 | | August 30, 2001 | Mark Alan Melkowski, Sr.; Eagle Communications, Inc.; Eagle One Financial & Tax, LLC | 64006 | | August 30, 2001 | Joseph Michael Guess, Sr.; James Douglas Sherriffs; Ira Joe Patterson; Richard Gordon Davis | 64005 | | July 24, 2001 | Stephen Michael Johnson d.b.a. Ferndale Financial Group | 63874 | | June 28, 2001 | Melvin Lee Cline; Why Not Entertainment, LLC | 63852 | | June 28, 2001 | William E. Bergh d.b.a. National Financial Group; World Wide Business Opportunities, LLC | 63851 | | June 06, 2001 | United Planners’ Financial Services Of America, L.P. | 63720 | | June 06, 2001 | Charles W. Testino, Jr.; Arizona Investment Advisors, Inc. | 63719 | | June 06, 2001 | Wendell T. Decker, Jr.; Oxford Development, LLC; CNT Family Fun Outlets, Inc. | 63718 | | June 06, 2001 | Keith B. Davis a.k.a. Skip Davis;, Keith B. Davis, Inc. | 63717 | | May 24, 2001 | Mobile Cash Systems, LLC; World Wireless Solutions, Inc. a.k.a. Wireless Express USA, Inc.; World Electronic Payment Solutions, Inc. d.b.a. WEPS; Kimber Lea Baudour; World Cash Providers, LLC; World Cash Providers, Inc. | 63680 | | February 16, 2001 | Progressive Financial Management; RGD; RGD Enterprises, Inc.; Bally Overseas Trading, Inc. | 63390 | | January 11, 2001 | David Patten; Albert Tabah; Global Harvest Corp. | 63318 | | December 23, 2000 | Joseph Hiland; Tyson Hiland; Travis Hiland; The Chamber Group, Inc. a.k.a. Chamber Financial Group; Chamber Financial | n/a | | December 14, 2000 | Marie Lynn Sychowski | 63245 | | December 14, 2000 | Robert Scalzi | 63244 | | December 14, 2000 | Merle Amundson; Jeanne Amundson | 63243 | | November 30, 2000 | Jerome Alex Zanowski | 63217 | | November 30, 2000 | Deborah Suann Angus | 63208 | | November 11, 2000 | Lindzon & Associates LLC | 62986 | | November 02, 2000 | Mary Kersey; Successful Finance, Inc. | 62991 | | October 10, 2000 | Ethico Medical Management; Jane B. Lewis; Kimberly B. McMahan | 62923 | | October 10, 2000 | Matthew E. Hunzinger | 62922 | | October 10, 2000 | Jeffery G. Crawford | 62921 | | October 10, 2000 | Calumet Slag Inc. | 62920 | | September 18, 2000 | Richard John Pello | 62911 | | July 27, 2000 | George Brian Stone; Shirley Burnett; Mining Ventures International LLC | n/a | | July 25, 2000 | Tucson Estate Financial Advisors, Inc.; James R. Kinion, II; Vicki Kinion | 62747 | | July 24, 2000 | Craig Lynn Stocksleger | 62376 | | June 01, 2000 | Marvin Beckman; Planned Estate Consultants, Inc. | n/a | | May 04, 2000 | Daniel Garcia; John Ebdon; Carol Ebdon; Charles Shull; Cochise Financial Corp. | 62509 | | April 28, 2000 | William Keith McCrea; Estate Services II, Inc. | 62496 | | April 28, 2000 | Susan Marie Wuest | 62497 | | April 28, 2000 | James Charles Simmons, Jr. | 62494 | | April 21, 2000 | William Robertson McRae; Barbara Ann McRae | n/a | | April 21, 2000 | William Robertson McRae; Barbara Ann McRae | n/a | | April 14, 2000 | William E. Bergh d.b.a. National Financial Group; World Wide Business Opportunities, LLC | 62465 | | April 14, 2000 | Thomas Otto Tabat | 62464 | | April 14, 2000 | Michael R. French | 62463 | | April 14, 2000 | Superior Leasing of Arizona, Inc.; Superior Holding Group, Inc.; Lloyd H. Rockwell | 62462 | | April 14, 2000 | Norman L. Paulsrud | 62461 | | April 3, 2000 | American Express Financial Advisors | 62430 | | April 3, 2000 | Walter M. Elze, Jr. | 62429 | | April 3, 2000 | Great Western Investment Trust, Ltd.; Terry Scott Cattell; Susanne Mayfield Cattell; Dusty Buckel | 62428 | | March 3, 2000 | Forex Investment Services Corporation; Eastern Vanguard Forex, Ltd.; Eastern Vanguard Group, Ltd.; K. David Sharma; Sammy Lee Chun Wing; Peter Suen Suk Tak; Michael E. Cho; To Fai Cheng; Jean Yuen; Y & T, Inc. d.b.a. Tokyo International Investment, Ltd.; Wing Ming Tam; Guo Quan Zhang; James Charles Simmons, Jr. | 62403 | | January 10, 2000 | Melvin Bangle | 62229 | | December 9, 1999 | Superior Leasing of Arizona, Inc.; Lloyd H. Rockwell; Michael R. French | n/a | | November 23, 1999 | Jack Allen Gerber and Truckville, Inc. d.b.a. EZ Finance Auto Sales | n/a | | November 19, 1999 | Premiere Financial Group, Inc.; Heritage Properties, Inc.; Estate Guardian Financial Services, Inc.; John H. Lawson | 62097 | | October 7, 1999 | James Newton Darwin II | n/a | | August 27, 1999 | Premium Financial, LLC; Alan Stuart Bernstein; John Wilson Neal; Duke Bushong | n/a | | August 27, 1999 | DeAngelo & Associates, Inc. | n/a | | August 27, 1999 | Heritage West Advisors, LLC | 61906 | | August 27, 1999 | Rickie Owen Troxel d.b.a. Columbus Financial Group | n/a | | August 12, 1999 | Baptist Foundation of Arizona; Arizona Southern Baptist New Church Ventures, Inc.; Christian Financial Partners, Inc. | 61881 | | August 11, 1999 | John H. Lawson; Premiere Financial Group, Inc. | n/a | | August 5, 1999 | David Carl Taylor | 61874 | | July 21, 1999 | Jane Rosenberg Kornblut; R. D. Kushnir & Co. | n/a |
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