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Enforcement Orders Documents may be in Adobe PDF format. You may obtain the Adobe PDF viewer at http://www.adobe.com. To search on this page for specific companies or individuals, use Edit/Find (Ctrl F). To access all of the public documents in a case, click on the eDocket icon at the bottom of this page.
| Date Filed | Company/Individual | Decision # | | June 16, 2009 | Wolfepack Transportation, Inc.; Michael L. Hairston, Sr.; Sheila Hairston | 71165 | | June 16, 2009 | Owen A. Vilan; Lucina Vilan aka Lucy Vilan; Saguaro Investments, Inc. fka Vilan Enterprises, Inc. | 71164 | | June 16, 2009 | Gerald Edwin Patchen II | 71163 | | June 16, 2009 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 71162 | | June 16, 2009 | Jerome William Carter dba Good Only Done Productions, LLC; The Greatest Only Divine Productions, LLC | 71161 | | June 16, 2009 | Leonard Francis Alcaro aka Lenny Alcaro; Mary Brigid Lavin Alcaro | 71160 | | May 21, 2009 | Banc of America Securities LLC; Banc of America Investment Services, Inc. | 71071 | | May 21, 2009 | Michael V. Bradley (CRD #4605220); Wealth Enhancement & Preservation, LLC (CRD # 131808) | 71070 | | May 21, 2009 | Donald Robert Mattson a/k/a Rob Mattson | 71069 | | May 21, 2009 | Knuckleball Capital Management, LLC | 71068 | | May 21, 2009 | Dan Wise; Cynthia Wise; Whispering Winds Properties, LLC; LM Beagle Properties, LLC; Karlena, Inc.; Axis International, Inc. | 71067 | | May 21, 2009 | Woodbury Financial Services, Inc. (CRD #36407) | 71066 | | April 21, 2009 | Citigroup Global Markets, Inc. | 70968 | | April 21, 2009 | David W. Cole; Siiri Cole; Highline Estates, LLC; Mutual Financial Services, LLC; Dream Craft, LLC | 70967 | | April 21, 2009 | Trademark Capital Management, LLC; Blue Investments, LLC; Travis Richey; Melissa Boyd | 70966 | | March 27, 2009 | Sports Dimensions, Inc.; Marc Hubbard; Jane Doe Hubbard | n/a | | March 24, 2009 | Cosas Management Group, LLC; Gene Laurell Lines; Suzanne Lines | 70897 | | March 24, 2009 | Wachovia Securities, LLC; Wachovia Capital Markets, LLC | 70896 | | March 24, 2009 | Randie Balbas; Leila Balbas | 70895 | | March 24, 2009 | Southern Homes, LLC; Charles Bruce Ferguson | 70894 | | March 13, 2009 | West Mining and Innovations, Inc.; Avison C. (AC) West; Barbara M. West | n/a | | February 23, 2009 | Mark A. Westerfield; Victoria H. Westerfield | 70755 | | February 23, 2009 | Scott Hutchinson; Marine 3 | 70754 | | February 23, 2009 | Mayra Jeanette Angulo (CRD# 2221337); Mark Islas (CRD# 1953882) d/b/a International Financial Services Group | 70753 | | February 23, 2009 | Brett S. Kleese; Katherine D. Kleese; BSK Enterprises, LLC | 70752 | | February 23, 2009 | James Jonathon Fraser Buchanan; Lori A. Buchanan | 70751 | | February 18, 2009 | Steve John Rogan; Carol Ann Richey; Dem Bonz Barbecue Restaurants, LLC; Pizazz, LLC | n/a | | January 29, 2009 | Kyle Schmierer d/b/a Amadin; Jane Doe Schmierer | n/a | | January 16, 2009 | Nicholas (Nick) S. Ballard d/b/a Oasis of Wealth, Inc.; Oasis of Wealth; AZ Gold & Safaris, Inc.; Jane Doe Ballard | n/a | | December 22, 2008 | Gregg L. Wolfe; Allison A. Wolfe; Nakami Chi Group Ministries International | 70657 | | December 22, 2008 | Edward A. Purvis; Maureen H. Purvis | 70656 | | December 9, 2008 | Reserve Oil & Gas, Inc.; Allen C. Stout; Eugenia Stout | 70630 | | December 9, 2008 | Dean A. Severns; Cheryl E. Severns; Severns Properties, LLC; Severns Capital, LLC; J. Dean, LLC | 70634 | | December 9, 2008 | Patrick Allen Roberts; Sheri L. Krouse; Motors De Amigos; Rock'n R Car Company Enterprises, Inc. | 70633 | | December 9, 2008 | James Leroy Costello; Linda S. Costello | 70632 | | December 9, 2008 | Stanley Lane Boblett | 70631 | | November 5, 2008 | Gerald Edwin Patchen II; Jane Doe | n/a | | October 8, 2008 | Pacific Coast Holding Company; Hall of Fame Partners, LLC | 70548 | | October 8, 2008 | Guillermo Ricardo De La Vara; Mortgage Notes, Inc.; MNI Properties, LLC; Erlinda De La Vara | 70547 | | October 8, 2008 | CAG Capital, Inc.; Kim K. Collins | 70546 | | October 8, 2008 | Cindy Bradford a/k/a Cindy White | 70544 | | October 8, 2008 | Richard Bradford (CRD# 2706290) | 70545 | | October 8, 2008 | Property Quest DJE, Inc.; Donald J. Emmons III; Stacy S. Emmons | 70549 | | September 18, 2008 | Jerome William Carter d/b/a Good Only Done Productions, LLC; Jane Doe Carter; The Greatest Only Divine Productions, LLC | n/a | | September 12, 2008 | Helmut Weber d/b/a Weber Capital Management; Vera Weber | n/a | | September 12, 2008 | Patrick Allen Roberts; Sheri L. Krouse; Motors De Amigos, Inc.; Rock'N R Car Company Enterprises, Inc. d/b/a R&R Remarketing | n/a | | August 28, 2008 | Guillermo Ricardo De La Vara a/k/a William De La Vara and Bill De La Vera d/b/a Mortgage Notes; MNI Properties, LLC; Erlinda De La Vara a/k/a Erlinda G. Lopez | n/a | | August 21, 2008 | Robert N. Neklewicz a/k/a Robert Neil Stock (CRD# 8984776) | 70467 | | August 21, 2008 | Eric Charles Zimmerman a/k/a Eric Zimmerman; Penelope Zimmerman a/k/a Penny Zimmerman | 70466 | | August 12, 2008 | Antonia Boblett a/k/a Toni Boblett and/or Antonia Loera-Marks | n/a | | July 28, 2008 | Kuypow, Inc. d/b/a Mo's Properties & Investment Group; Morris Clyde Kuykendall a/k/a MO; Judy E. Powers | 70439 | | July 22, 2008 | Trademark Capital Management, LLC; Blue Investments, LLC; Travis Richey; Melissa Boyd | n/a | | June 20, 2008 | Lori Darlene Jordan a/k/a Lori Herndon | 70391 | | June 20, 2008 | Panama Capital Funding, LLC; Benjamin Ray O'Toole; Jarisa H. Garcia; Christopher Shane Strickland; Claudia J. Masters | 70390 | | June 20, 2008 | Donald Anthony Tomasian a/k/a Donald Anthony Tomasian, Jr. and Bella Funding, LLC | 70389 | | April 29, 2008 | Michael Andrew Dawes | 70324 | | April 29, 2008 | Ryan James Herndon | 70321 | | April 29, 2008 | Scott Renny Bogue, Sr. | 70320 | | April 29, 2008 | G'ieber Financial, LLC; David A. Gotlieb; Stacey Scibelli-Gotlieb | 70319 | | April 29, 2008 | Linda Dawes | 70318 | | April 29, 2008 | Cameron Guy Campbell; Nanette Campbell | 70317 | | April 24, 2008 | Leonard Clark Rhodes, Jr. | CV2007-013805 | | March 27, 2008 | Kenneth Howard Fraleigh; Linda Jean Fraleigh | 70219 | | March 27, 2008 | Donna Marie Shurot | 70217 | | March 27, 2008 | Morgan Stanley & Co. Incorporated | 70216 | | March 27, 2008 | Lingerie Nights DVD Magazine, LLC; Raymond Javier Duran; Richard B. Cuen | 70215 | | March 27, 2008 | Linda Bryant Jordan a/k/a Linda Van Vranken a/k/a Linda Jordan-Van Vranken | 70214 | | March 20, 2008 | Panama Capital Funding, LLC; Benjamin Ray O'Toole; International Funding Network; Panagreen Bio Fuels, Inc.; Algaecake Technologies Corporation; Jane Doe O'Toole; Christopher Shane Strickland; Jane Doe Strickland | n/a | | March 10, 2008 | Diamond Bay Investments, Inc.; Jonathan Jordan Wirsz | 70187 | | March 10, 2008 | Kelly J. Waters; Daniel B. Waters; Kelly's Mobile Homes Sales, Inc. | 70190 | | March 10, 2008 | Michael Joseph Hannan, a/k/a Michael Hannan, Mike Hannan, Michael J. Hannan, II; Janice C. Hannan | 70189 | | March 10, 2008 | Veronica Alexandra Leigh f/k/a Candice Anna Gill; Charles William Gill III; Charles Gill; Chuck Gill; CAG Financial, LLC; CAG Financial Services, LLC; Leigh & Associates, LLC | 70188 | | February 28, 2008 | Kuypow, Inc.; Mo's Properties & Investment Group; Morris Clyde Kuykendall; Mo Kuykendall; Judy E. Powers | n/a | | February 27, 2008 | Asset Salvation Group, LLC; Jack Robert Erickson, Sr; Jane Doe Erickson; JRE Holdings Trust; Dust to Dream Development Group, LLC | n/a | | January 31, 2008 | Ronald J. Strayer a/k/a RJ Strayer; Jeffrey Stanford Ryan; Lisa Scott; RJSR Land Development CR | 70158 | | January 15, 2008 | Lingerie Nights DVD Magazine, LLC; Raymond Javier Duran; Jane Doe Duran; Richard B. Cuen; Jane Doe Cuen | n/a | | December 27, 2007 | Ferenc (Frank) J. Csampai; Robert N. Neklewicz a/k/a Robert Neil Stock; Global Aviation Fuel Systems | n/a | | December 6, 2007 | David A. Cockrell; Cockrell Investment Resource Associates, LLC | 70066 | | December 6, 2007 | Donald P. Shoemaker; Michael J. Sagnelli | 70065 | | December 6, 2007 | Leonard Clark Rhodes, Jr.; Margaret Rhodes | 70064 | | November 20, 2007 | Donald Anthony Tomasian a/k/a/ Donald Anthony Tomasian, Jr.; Katherina Tomasian; Bella Funding, LLC | n/a | | November 16,2007 | Ronald James Strayer; Jane Doe Strayer; Jeffrey Stanford Ryan; Lisa Scott; RJSR Land Development CR | n/a | | October 18, 2007 | Cockrell Investment Resource Associates, LLC; David A. Cockrell; Jane Doe Cockrell | n/a | | October 16, 2007 | Interactive Technologies West, Inc.; Louis F. Conant, III; Kyle E. Gillman | 69943 | | October 16, 2007 | Agra-Technologies, Inc., a/k/a ATI; William Jay Pierson a/k/a Bill Pierson; Sandra Lee Pierson a/k/a Sandy Pierson; William H. Baker, Jr., a/k/a Bill Baker; Patricia M. Baker | 69942 | | October 16, 2007 | RYM Technology Holdings, LLC; Felix L. Daniel, Sr. | 69941 | | September 6, 2007 | Leonard Francis Alcaro a/k/a Lenny Alcaro | 69900 | | September 6, 2007 | Jerry Johnston Hodges; Lawrence Kevin Paille a/k/a Larry Paille | 69899 | | August 13, 2007 | John Edward Tencza; Christine M. Tencza; American Elder Group, LLC; American Elder Group, Inc. | 69777 | | August 13, 2007 | Gregory Grant Groh; Gail A. Groh | 69776 | | August 13, 2007 | Estate Protection Consultants, LLC; Ramon Conrado Villa Vasquez a/k/a Ray C. Villa a/k/a Ray Villa; Maria J. Villa | 69775 | | August 13, 2007 | Richard Allen Campbell a/k/a Dick Campbell; Sondra Jane Campbell | 69774 | | July 20, 2007 | Kelly J. Waters; Daniel B. Waters; Kelly’s Mobile Home Sales, Inc. | n/a | | July 18, 2007 | ACI Holdings, Inc. | 69701 | | July 18, 2007 | James W. Keaton, Jr.; Jennifer Keaton | 69702 | | July 18, 2007 | Denise Leyshon | 69703 | | July 18, 2007 | Mutual Benefits Corporation | 69704 | | July 18, 2007 | Perry Penny; Terry Penny; Penny Financial, Inc.; Penny Properties, Inc. | 69705 | | July 18, 2007 | Alonzo Russell d/b/a Guardian Angel Advisers; Linda Russell | 69706 | | June 12, 2007 | Agra-Technologies, Inc. a/k/a ATI; William Jay Pierson a/k/a Bill Pierson; Sandra Lee Pierson a/k/a Sandy Pierson; Richard Allen Campbell a/k/a Dick Campbell; Sondra Jane Campbell; William H. Baker, Jr. a/k/a Bill Baker; Patricia M. Baker; Jerry Johnston Hodges; Lawrence Kevin Paille a/k/a Larry Paille | n/a | | June 6, 2007 | Phillip Robert Ohst; Mary Elizabeth Ohst | 69641 | | June 6, 2007 | Janalee Ranney Sneva d/b/a Sneva Alliance | 69640 | | May 17, 2007 | Trend Management Group, Inc.; Trend Capital, LLC | 69438 | | May 1, 2007 | Easy Street Financial Group, Inc.; Scot Alan Oglesby; Lori Ann Oglesby; Christopher Ellis Marx | 69438 | | May 1, 2007 | John S. Mendibles; MGN Enterprises, Ltd. | 69439 | | March 20, 2007 | Michael Eugene Kelly; Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holding International, S.A.; World Phantasy Tours, Inc. a/k/a Majesty Travel a/k/a Viajes Majesty | n/a | | March 20, 2007 | Owen A. Vilan; Lucina Vilan a.k.a. Lucy Vilan; Saguaro Investments, Inc. f/k/a Vilan Enterprises, Inc. | n/a | | March 2, 2007 | Gary Wayne Hardy d/b/a Hardy Asset Management; Hardy Asset Management | 69356 | | February 1, 2007 | Wachovia Capital Markets, LLC | 69294 | | February 1, 2007 | David J. Leyshon d/b/a Leyshon Capital Management d/b/a Leyshon Capital Management, LLC | 69293 | | February 1, 2007 | Clinton Goff a/k/a Clint Goff; Warren Exploration, LLC | 69292 | | February 1, 2007 | William Melvin Hawkins; Meta Funding, LLC | 69291 | | January 22, 2007 | Perry Penny; Terry Penny; Penny Financial, Inc.; Penny Properties, Inc.; RYM Technology Holdings, LLC; Felix L. Daniel, Sr. | n/a | | January 16, 2007 | Mid America Energy, Inc.; Mid-America Oil & Gas, LLC; Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley; Energy Marketing, Inc. | 69233 | | January 16, 2007 | James Whatcott; Rita Whatcott | 69236 | | January 16, 2007 | Lucille Blitz | 69235 | | January 16,2007 | John Blitz | 69234 | | November 29, 2006 | Mathon Management Company, LLC | n/a | | November 20, 2006 | Trend Management Group, Inc.; Trend Capital, LLC | n/a | | November 14, 2006 | Christopher Ellis Marx | 69126 | | November 14, 2006 | Scot Alan Oglesby; Lori Ann Oglesby | 69125 | | November 14, 2006 | Easy Street Financial Group, Inc. | 69124 | | October 16, 2006 | Agra-Technologies, Inc. a/k/a ATI; William Jay Pierson a/k/a Bill Pierson; Sandra Lee Pierson a/k/a Sandy Pierson; Richard Allen Campbell a/k/a Dick Campbell; Sondra Jane Campbell; William H. Baker, Jr. a/k/a Bill Baker; Patricia M. Baker; Jerry Johnston Hodges; Lawrence Kevin Paille a/k/a Larry Paille | 69942 | | September 29, 2006 | Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley; Mid America Energy, Inc.; Mid America Oil & Gas, LLC; Energy Marketing, Inc. | n/a | | September 12, 2006 | Thomas C. Messina a/k/a Thomas Campbell Messina a/k/a Tom C. Messina, and Donna M. Messina | 68942 | | September 12, 2006 | Lori Lee Spranger a/k/a Lori Moriarty a/k/a Lori Lee Levandowski a/k/a Lori Gessel d/b/a Vector 90 Debt Purchasing; Michael Moriarty d/b/a Vector 90 Debt Purchasing | 68941 | | September 12, 2006 | Kenneth Duane Feldhacker | 68940 | | September 12, 2006 | Ameriprise Financial Services, Inc. | 68939 | | September 8, 2006 | Mid America Energy, Inc.; Mid America Oil and Gas, LLC; Energy Marketing Inc.; Warren Exploration, LLC; Clint Goff; Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley; Wanda Milby; Jim Whatcott; Rita Whatcott; John Blitz; Lucille Blitz | n/a | | September 7, 2006 | Believing In Jesus Investments, LLC; Phoebus Vincent Smith a/k/a Vince Smith; Sharon Elizabeth Govan a/k/a Sharron E. Govan-Smith a/k/a Sharon Smith | n/a | | August 28, 2006 | The 12 Percent Fund I, LLC; Coyote Growth Management, LLC; Michael Joseph Hannan a/k/a Michael Hannan a/k/a Mike Hannan a/k/a Michael J. Hannan, II; Sam Ahdoot a/k/a Sam Ahdout | n/a | | August 7, 2006 | Syndicated Gold Depository, S.A. | 68873 | | August 7, 2006 | Parklane International Corporation | 68872 | | July 5, 2006 | Robert K. Rehm | n/a | | June 30, 2006 | H. Jon Kunowski d/b/a Precision Model and Design, Inc. d/b/a Air Lase, Inc. d/b/a American Innovative Research, Inc. | 68790 | | June 26, 2006 | H. Jon Kunowski d/b/a Precision Model and Design, Inc. d/b/a Air Lase, Inc. d/b/a American Innovative Research, Inc. | 68790 | | June 19, 2006 | Paul J. Meka; Carol Meka | n/a | | June 1, 2006 | Mark Alan Melkowski, Sr.; Eagle Communications, Inc.; Eagle One Financial & Tax, LLC; Ronald Lee Goble d/b/a Southwest Trust & Financial; Roger Lancette d/b/a National Estate Service and Planning and Senior Advisory Services; Gary L. Christian d/b/a Cornerstone Senior Planning; Hyland A. Stokes and Estate Planning Protection, Inc.; Wallace Butterworth d/b/a Butterworth Advisory Services and Senior Advisory Services; William E. Bergh d/b/a National Financial, Group; World Wide Business Opportunities, LLC | 68720 | | June 1, 2006 | David L. McMillan | 68717 | | June 1, 2006 | Robert K. Rehm | 68715 | | June 1, 2006 | Paul J. Meka; Carol Meka | 68714 | | March 6, 2006 | Arthur B. Cooper; Linda Ebinger-Cooper | 68511 | | March 6, 2006 | David John Palen | 68512 | | February 28, 2006 | Mid America Energy, Inc.; Mid America Oil and Gas, LLC; Energy Marketing, Inc.; Warren Exploration, LLC; Clint Goff; Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley; Wanda Milby; Jim Whatcott; Rita Whatcott; John Blitz; Lucille Blitz | n/a | | February 21, 2006 | Michael Eugene Kelly; Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holding International, S.A. | n/a | | February 10, 2006 | Lori Lee Spranger a/k/a Lori Moriarty a/k/a Lori Lee Levandowski a/k/a Lori Gessell, d/b/a Vector 90 Debt Purchasing; Martin Otto Spranger a/k/a Martin Otto Spranger, III; Michael Moriarty d/b/a Vector 90 Debt Purchasing | n/a | | February 2, 2006 | WSK Energy, LLC | 68462 | | February 2, 2006 | Kevin H. Krause | 68461 | | February 2, 2006 | Kevin H. Krause | 68460 | | February 2, 2006 | Bruce R. Goldman d/b/a Opulent Management Group d/b/a Bravura Management Group, d/b/a Zanadu Construction d/b/a The Opulent Group; Opulent Properties, LLC d/b/a Opulent Properties; Mill Direct Flooring, LLC d/b/a Mill Direct Flooring; The Loan Xperts, LLC | 68459 | | December 30, 2005 | Reserve Oil & Gas, Inc.; Allen Stout, Sr.; Allen Stout, Jr. | n/a | | December 13, 2005 | Michael Giannantonio a/k/a Michael David Turley d/b/a Nitefire Entertainment; Karen Lynn Turley; John Voight; Nitefire Entertainment; SummitSTAR Entertainment L.P., d/b/a SummitSTAR Films d/b/a SummitSTAR Films & Entertainment | n/a | | December 5, 2005 | Ameriprise Financial Services, Inc. f/k/a American Express Financial Advisors, Inc. | 68316 | | December 5, 2005 | Michael R. Brooks; Maria Brooks | 68315 | | November 14, 2005 | Bruce R. Goldman d/b/a Opulent Management Group d/b/a Bravura Management Group d/b/a Zanadu Construction d/b/a The Opulent Group; Linda L. Goldman a/k/a Linda Mull a/k/a Linda Sanger; Natasha Mull a/k/a Natasha Goldman; Opulent Properties LLC d/b/a Opulent Properties; Mill Direct Flooring, LLC d/b/a Mill Direct Flooring; The Loan Xperts, LLC | n/a | | November 8, 2005 | Brixon Group, Ltd.; Joseph Wayne McCool a/k/a Joe McCool; Donald John Manning a/k/a Don Manning | 68270 | | October 25, 2005 | Listo, Inc. | 68230 | | October 25, 2005 | Waddell & Reed, Inc. | 68229 | | August 25, 2005 | Worldwide Forex, Inc. | 68095 | | August 25, 2005 | Universal FX, Inc. | 68094 | | September 23, 2005 | Ronald Earl Pfingsten; Sharlene N. Pfingsten | 68161 | | September 23, 2005 | Christopher D. Dedmon; Kimberly Dedmon; Omni Horizon Group, LLP | 68160 | | September 23, 2005 | Robert Timothy Watt a/k/a Tim Watt; Centenarios Gold, Inc. | 68159 | | August 25, 2005 | Arkad Investment Services, Inc. d/b/a Arkad Investment Services | 68099 | | August 25, 2005 | Steven Lee Hutchinson | 68098 | | August 25, 2005 | Terri A. Sheehy | 68097 | | August 25, 2005 | Terry Couch | 68096 | | July 11, 2005 | Mark J. Sheehy | 67962 | | July 11, 2005 | Tierra Group, a/k/a Tierra Group Properties, a/k/a/ Tierra Group Companies, a/k/a Tierra Group, Inc.; Preservation Trust Corporation a/k/a Preservation Corporation, a/k/a Preservation Trust Company; Partnership Preservation Trust, a/k/a Preservation Trust Corporation Limited Partnership; Caterpillar Foundation Properties, a/k/a Caterpillar Foundation Properties Limited Partnership; Rene L. Couch | 67961 | | June 9, 2005 | Gary R. Shannon | 67931 | | June 9, 2005 | Scott Erick Langfitt | 67930 | | June 9, 2005 | Roy R. Golladay, Jr. d/b/a The Investment Group; Ester Golladay; Check and Send, Inc. | 67929 | | June 9, 2005 | M.A.C. Investments, Inc.; M.A.C. Investment Sales, Inc.; M.A.C. Investments Sales, Inc.; Maricruz Alvarado a/k/a Mariacruz Alvarado a/k/a Maricruz Albarado; Aldemaro Gonzales Gamez a/k/a Aldemaro Gonzalez; Maria Elena Gonzalez; Kevin Polardi | 67928 | | May 2, 2005 | Lonzo Archer | 67776 | | May 2, 2005 | Thomas Weisel Partners, LLC | 67774 | | April 15, 2005 | Mathon Management Company, LLC | n/a | | April 5, 2005 | Mathon Management Company, LLC | n/a | | March 29, 2005 | John E. Shannon; Rebecca F. Shannon | 67728 | | March 29, 2005 | Theodore A. Mietzner; Southwest Capital Advisors LLC | 67726 | | March 10, 2005 | Robert Smart; Kevin Krause; Listo, Inc. | n/a | | February 25, 2005 | Samuel Isaiah Rodriguez; Golden Oak Marketing, Inc. | 67607 | | February 25, 2005 | John F. Klatt; Marilyn A. Klatt; Retirement Planning Center | 67606 | | February 25, 2005 | Deborah Lee Brugliera; Pristine Property & Investments, Inc. | 67605 | | February 25, 2005 | Troy S. Warren | 67604 | | February 25, 2005 | Deutsche Bank Securities, Inc. | 67603 | | February 17, 2005 | John S. Mendibles; MGN Enterprises, Ltd. | n/a | | February 15, 2005 | M.A.C. Investments, Inc.; M.A.C. Investment Sales, Inc.; M.A.C. Investments Sales, Inc.; Maricruz Alvarado a/k/a Mariacruz Alvarado a/k/a Maricruz Albarado; Aldemaro Gonzales Gamez a/k/a Aldemaro Gonzalez; Maria Elena Gonzalez; Kevin Polardi | n/a | | January 31, 2005 | Victor Monroe Stockbridge | 67539 | | January 31, 2005 | David A. Fazio; Deborah Fazio; Fountain Capital Management LLC | 67538 | | January 31, 2005 | Christopher S. Mee; Mee Diamond & Jewelry, Inc. d/b/a Diamond Showcase | 67537 | |
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