Kristin K Mayes
Commissioner 		William Mundell
Commissioner 		Mike Gleason
Chairman 		Jeff Hatch-Miller
Commissioner 		Gary Pierce
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Enforcement Orders
 
All enforcement orders are in Adobe PDF format.  If you do not have the Adobe PDF viewer, please visit http://www.adobe.com. To search on this page for specific companies or individuals, use Edit/Find (Ctrl F)
Date FiledCompany/IndividualDecision #
June 20, 2008 Lori Darlene Jordan (a/k/a Lori Herndon)70391
June 20, 2008Panama Capital Funding, LLC; Benjamin Ray O'Toole; Jarisa H. Garcia; Christopher Shane Strickland; Claudia J. Masters70390
June 20, 2008Donald Anthony Tomasian a/k/a Donald Anthony Tomasian, Jr. and Bella Funding, LLC70389
April 29, 2008Michael Andrew Dawes   70324 
April 29, 2008 Ryan James Herndon 70321 
April 29, 2008 Scott Renny Bogue, Sr. 70320 
April 29, 2008 G'ieber Financial, LLC; David A. Gotlieb; Stacey Scibelli-Gotlieb 70319 
April 29, 2008 Linda Dawes 70318 
April 29, 2008Cameron Guy Campbell, Nanette Campbell 70317 
April 24, 2008Leonard Clark Rhodes, Jr. - Order of ContemptCV2007-013805
March 27, 2008Kenneth Howard Fraleigh, Linda Jean Fraleigh70219
March 27, 2008Donna Marie Shurot70217
March 27, 2008Morgan Stanley & Co. Incorporated70216
March 27, 2008Lingerie Nights DVD Magazine, LLC; Raymond Javier Duran; Richard B. Cuen70215
March 27, 2008Linda Bryant Jordan, a/k/a Linda Van Vranken, a/k/a Linda Jordan-Van Vranken  70214
March 20, 2008

Panama Capital Funding, LLC; Benjamin Ray O'Toole; International Funding Network; Panagreen Bio Fuels, Inc.; Algaecake Technologies Corporation; Jane Doe O'Toole; Christopher Shane Strickland; Jane Doe Strickland

n/a
March 10, 2008

Diamond Bay Investments, Inc.; Jonathan Jordan Wirsz

70187
March 10, 2008Kelly J. Waters, Daniel B. Waters, Kelly's Mobile Homes Sales, Inc.70190
March 10, 2008Michael Joseph Hannan, a/k/a Michael Hannan, Mike Hannan, Michael J. Hannan, II; Janice C. Hannan70189
March 10, 2008Veronica Alexandra Leigh, f/k/a Candice Anna Gill; Charles William Gill III; Charles Gill; Chuck Gill; CAG Financial, LLC; CAG Financial Services, LLC; Leigh & Associates, LLC70188
February 28, 2008Kuypow, Inc.; Mo's Properties & Investment Group; Morris Clyde Kuykendall; Mo Kuykendall; Judy E. Powersn/a
February 27, 2008Asset Salvation Group, LLC; Jack Robert Erickson, Sr; Jane Doe Erickson; JRE Holdings Trust; Dust to Dream Development Group, LLCn/a
January 31, 2008Ronald J. Strayer, a/k/a RJ Strayer; Jeffrey Stanford Ryan; Lisa Scott; RJSR Land Development CR   70158
January 15, 2008Lingerie Nights DVD Magazine, LLC; Raymond Javier Duran; Jane Doe Duran; Richard B. Cuen; Jane Doe Cuenn/a
December 27, 2007Ferenc (Frank) J. Csampai, Robert N. Neklewicz a/k/a Robert Neil Stock, Global Aviation Fuel Systems   n/a
December 6, 2007   David A. Cockrell and Cockrell Investment Resource Associates, L.L.C.70066 
December 6, 2007Donald P. Shoemaker and Michael J. Sagnelli70065
December 6, 2007  Leonard Clark Rhodes, Jr. and Margaret Rhodes70064
November 20, 2007Donald Anthony Tomasian a/k/a/ Donald Anthony Tomasian, Jr.; Katherina Tomasian; Bella Funding, L.L.C.n/a
November 16,2007Ronald James Strayer; Jane Doe Strayer; Jeffrey Stanford Ryan; Lisa Scott; RJSR Land Development CR   n/a
October 18, 2007Cockrell Investment Resource Associates, LLC; David A. Cockrell; Jane Doe Cockrell n/a 
 October 16, 2007Interactive Technologies West, Inc.; Louis F. Conant, III; Kyle E. Gillman69943 
 October 16, 2007Agra-Technologies, Inc., a/k/a ATI; William Jay Pierson a/k/a Bill Pierson; Sandra Lee Pierson a/k/a Sandy Pierson; William H. Baker, Jr., a/k/a Bill Baker; Patricia M. Baker69942 
October 16, 2007  RYM Technology Holdings, L.L.C., and Felix L. Daniel, Sr. 69941
September 6, 2007

Leonard Francis Alcaro a/k/a Lenny Alcaro and Mary Brigid Lavin Alcaro

69900

September 6, 2007

Jerry Johnston Hodges and Lawrence Kevin Paille a/k/a Larry Paille

69899
August 13, 2007
John Edward Tencza, Christine M. Tencza, American Elder Group, L.L.C., and American Elder Group, Inc.
69777
August 13, 2007

Gregory Grant Groh and Gail A. Groh

69776
August 13, 2007
Estate Protection Consultants, L.L.C., Ramon Conrado Villa Vasquez a/k/a Ray C. Villa a/k/a Ray Villa, and Maria J. Villa
69775
August 13, 2007
Richard Allen Campbell a/k/a Dick Campbell, and Sondra Jane Campbell
69774
July 20, 2007

Kelly J. Waters, Daniel B. Waters, and Kelly’s Mobile Home Sales, Inc.

n/a 
July 18, 2007ACI Holdings, Inc.69701
July 18, 2007James W. Keaton, Jr., and Jennifer Keaton69702
July 18, 2007Denise Leyshon 69703
July 18, 2007Mutual Benefits Corporation69704
July 18, 2007Perry Penny; Terry Penny; Penny Financial, Inc.; Penny Properties, Inc.69705
July 18, 2007Alonzo Russell d/b/a Guardian Angel Advisers and Linda Russell69706
June 12, 2007Agra-Technologies, Inc., a/k/a ATI; William Jay Pierson a/k/a Bill Pierson; Sandra Lee Pierson a/k/a Sandy Pierson; Richard Allen Campbell a/k/a Dick Campbell; Sondra Jane Campbell; William H. Baker, Jr., a/k/a Bill Baker; Patricia M. Baker; Jerry Johnston Hodges; Lawrence Kevin Paille a/k/a Larry Paille n/a 
June 6, 2007Phillip Robert Ohst and Mary Elizabeth Ohst69641
June 6, 2007
Janalee Ranney Sneva d/b/a Sneva Alliance
69640
May 17, 2007Trend Management Group, Inc.; Trend Capital, L.L.C. 69438
May 1, 2007
Easy Street Financial Group, Inc., Scot Alan Oglesby, Lori Ann Oglesby, and Christopher Ellis Marx

69438

May 1, 2007
John S. Mendibles and MGN Enterprises, Ltd.
69439
March 20, 2007
Michael Eugene Kelly; Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holding International, S.A.; World Phantasy Tours, Inc. a/k/a Majesty Travel a/k/a Viajes Majesty
n/a 
March 20, 2007Owen A. Vilan, Lucina Vilan a.k.a. Lucy Vilan and Saguaro Investments, Inc., f/k/a Vilan Enterprises, Inc.n/a
March 2, 2007Gary Wayne Hardy, d/b/a Hardy Asset Management, and Hardy Asset Management69356
February 1, 2007Wachovia Capital Markets, L.L.C.69294
February 1, 2007David J. Leyshon, d/b/a Leyshon Capital Management, d/b/a Leyshon Capital Management, L.L.C. 69293
February 1, 2007Clinton Goff a/k/a Clint Goff, and Warren Exploration, L.L.C.69292
February 1, 2007William Melvin Hawkins and Meta Funding, L.L.C.69291
January 22, 2007Perry Penny; Terry Penny; Penny Financial, Inc.; Penny Properties, Inc.; RYM Technology Holdings, L.L.C.; and Felix L. Daniel, Sr.n/a 
January 16, 2007Mid America Energy, Inc.; Mid-America Oil & Gas, L.L.C.; Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley; Energy Marketing, Inc.69233
January 16, 2007James Whatcott and Rita Whatcott69236 
January 16, 2007Lucille Blitz69235
January 16,2007John Blitz69234
November 29, 2006Mathon Management Company, L.L.C.n/a 
November 20, 2006Trend Management Group, Inc., and Trend Capital, L.L.C.n/a 
November 14, 2006Christopher Ellis Marx 69126
November 14, 2006Scot Alan Oglesby and Lori Ann Oglesby 69125
November 14, 2006Easy Street Financial Group, Inc.69124
October 16, 2006
Agra-Technologies, Inc., a/k/a ATI; William Jay Pierson a/k/a Bill Pierson; Sandra Lee Pierson a/k/a Sandy Pierson; Richard Allen Campbell a/k/a Dick Campbell; Sondra Jane Campbell; William H. Baker, Jr., a/k/a Bill Baker; Patricia M. Baker; Jerry Johnston Hodges; Lawrence Kevin Paille a/k/a Larry Paille
69942
September 29, 2006Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley; Mid America Energy, Inc.; Mid America Oil & Gas, L.L.C.; Energy Marketing, Inc.n/a 
September 12, 2006Thomas C. Messina a/k/a Thomas Campbell Messina a/k/a Tom C. Messina, and Donna M. Messina68942
September 12, 2006Lori Lee Spranger a/k/a Lori Moriarty a/k/a Lori Lee Levandowski a/k/a Lori Gessel, d/b/a Vector 90 Debt Purchasing; Michael Moriarty d/b/a Vector 90 Debt Purchasing68941
September 12, 2006Kenneth Duane Feldhacker68940
September 12, 2006Ameriprise Financial Services, Inc.68939
September 8, 2006
Mid America Energy, Inc.; Mid America Oil and Gas, L.L.C.; Energy Marketing Inc.; Warren Exploration, L.L.C.; Clint Goff; Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley; Wanda Milby; Jim Whatcott; Rita Whatcott; John Blitz; Lucille Blitz
n/a 
September 7, 2006Believing In Jesus Investments, L.L.C.; Phoebus Vincent Smith a/k/a Vince Smith; Sharon Elizabeth Govan a/k/a Sharron E. Govan-Smith a/k/a Sharon Smithn/a 
August 28, 2006The 12 Percent Fund I, L.L.C.; Coyote Growth Management, L.L.C.; Michael Joseph Hannan a/k/a Michael Hannan a/k/a Mike Hannan a/k/a Michael J. Hannan, II ; Sam Ahdoot a/k/a Sam Ahdoutn/a 
August 7, 2006Syndicated Gold Depository, S.A.68873
August 7, 2006Parklane International Corporation68872
July 5, 2006Robert K. Rehmn/a 
June 30, 2006H. Jon Kunowski, d/b/a Precision Model and Design, Inc., d/b/a Air Lase, Inc., d/b/a American Innovative Research, Inc.68790
June 26, 2006H. Jon Kunowski, d/b/a Precision Model and Design, Inc., d/b/a Air Lase, Inc., d/b/a American Innovative Research, Inc.68790
June 19, 2006Paul J. Meka and Carol Mekan/a 
June 1, 2006Mark Alan Melkowski, Sr.; Eagle Communications, Inc.; Eagle One Financial & Tax, L.L.C.; Ronald Lee Goble d/b/a Southwest Trust & Financial; Roger Lancette d/b/a National Estate Service and Planning and Senior Advisory Services; Gary L. Christian d/b/a Cornerstone Senior Planning; Hyland A. Stokes and Estate Planning Protection, Inc.; Wallace Butterworth d/b/a Butterworth Advisory Services and Senior Advisory Services; William E. Bergh d/b/a National Financial, Group; World Wide Business Opportunities, L.L.C.68720
June 1, 2006David L. McMillan68717
June 1, 2006Robert K. Rehm68715
June 1, 2006Paul J. Meka and Carol Meka68714
March 6, 2006Arthur B. Cooper and Linda Ebinger-Cooper68511
March 6, 2006David John Palen68512
February 28, 2006
Mid America Energy, Inc.; Mid America Oil and Gas, L.L.C.; Energy Marketing, Inc.; Warren Exploration, L.L.C.; Clint Goff; Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley; Wanda Milby; Jim Whatcott; Rita Whatcott; John Blitz; Lucille Blitz
n/a 
February 21, 2006Michael Eugene Kelly; Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holding International, S.A.n/a 
February 10, 2006Lori Lee Spranger a/k/a Lori Moriarty a/k/a Lori Lee Levandowski a/k/a Lori Gessell, d/b/a Vector 90 Debt Purchasing; Martin Otto Spranger a/k/a Martin Otto Spranger, III; Michael Moriarty d/b/a Vector 90 Debt Purchasingn/a 
February 2, 2006WSK Energy, L.L.C. 68462
February 2, 2006Kevin H. Krause68461
February 2, 2006Kevin H. Krause68460
February 2, 2006Bruce R. Goldman, d/b/a Opulent Management Group, d/b/a Bravura Management Group, d/b/a Zanadu Construction, d/b/a The Opulent Group; Opulent Properties, L.L.C., d/b/a Opulent Properties; Mill Direct Flooring, L.L.C., d/b/a Mill Direct Flooring; The Loan Xperts, L.L.C.68459
December 30, 2005Reserve Oil & Gas, Inc.; Allen Stout, Sr.; Allen Stout, Jr.n/a 
December 13, 2005Michael Giannantonio a/k/a Michael David Turley, d/b/a Nitefire Entertainment; Karen Lynn Turley; John Voight; Nitefire Entertainment; SummitSTAR Entertainment L.P., d/b/a SummitSTAR Films d/b/a SummitSTAR Films & Entertainmentn/a 
December 5, 2005Ameriprise Financial Services, Inc., f/k/a American Express Financial Advisors, Inc.68316
December 5, 2005Michael R. Brooks and Maria Brooks68315
November 14, 2005Bruce R. Goldman, d/b/a Opulent Management Group, d/b/a Bravura Management Group, d/b/a Zanadu Construction, d/b/a The Opulent Group; Linda L. Goldman a/k/a Linda Mull a/k/a Linda Sanger; Natasha Mull a/k/a Natasha Goldman; Opulent Properties L.L.C., d/b/a Opulent Properties; Mill Direct Flooring, L.L.C., d/b/a Mill Direct Flooring; The Loan Xperts, L.L.C. n/a
November 8, 2005Brixon Group, Ltd.; Joseph Wayne McCool a/k/a Joe McCool; Donald John Manning a/k/a Don Manning68270
October 25, 2005Listo, Inc.68230
October 25, 2005Waddell & Reed, Inc.68229
August 25, 2005Worldwide Forex, Inc.68095
August 25, 2005Universal FX, Inc.68094
September 23, 2005Ronald Earl Pfingsten and Sharlene N. Pfingsten68161
September 23, 2005Christopher D. Dedmon, Kimberly Dedmon, and Omni Horizon Group, L.L.P.68160
September 23, 2005Robert Timothy Watt a/k/a Tim Watt, and Centenarios Gold, Inc.68159
August 25, 2005Arkad Investment Services, Inc., d/b/a Arkad Investment Services68099
August 25, 2005Steven Lee Hutchinson68098
August 25, 2005Terri A. Sheehy68097
August 25, 2005Terry Couch68096
July 11, 2005Mark J. Sheehy67962
July 11, 2005Tierra Group, a/k/a Tierra Group Properties, a/k/a/ Tierra Group Companies, a/k/a Tierra Group, Inc.; Preservation Trust Corporation a/k/a Preservation Corporation, a/k/a Preservation Trust Company; Partnership Preservation Trust, a/k/a Preservation Trust Corporation Limited Partnership; Caterpillar Foundation Properties, a/k/a Caterpillar Foundation Properties Limited Partnership; Rene L. Couch67961
June 9, 2005Gary R. Shannon67931
June 9, 2005Scott Erick Langfitt67930
June 9, 2005Roy R. Golladay, Jr., d/b/a The Investment Group; Ester Golladay; Check and Send, Inc.67929
June 9, 2005M.A.C. Investments, Inc.; M.A.C. Investment Sales, Inc.; M.A.C. Investments Sales, Inc.; Maricruz Alvarado a/k/a Mariacruz Alvarado a/k/a Maricruz Albarado; Aldemaro Gonzales Gamez a/k/a Aldemaro Gonzalez; Maria Elena Gonzalez; Kevin Polardi67928
May 2, 2005Lonzo Archer67776
May 2, 2005 Thomas Weisel Partners, L.L.C.67774
March 29, 2005John E. Shannon and Rebecca F. Shannon67728
March 29, 2005Theodore A. Mietzner and Southwest Capital Advisors L.L.C.67726
March 10, 2005Robert Smart, Kevin Krause and Listo, Inc.n/a
February 25, 2005Samuel Isaiah Rodriguez and Golden Oak Marketing, Inc.67607
February 25, 2005John F. Klatt, Marilyn A. Klatt, and Retirement Planning Center67606
February 25, 2005Deborah Lee Brugliera and Pristine Property & Investments, Inc.67605
February 25, 2005Troy S. Warren67604
February 25, 2005Deutsche Bank Securities, Inc.67603
February 17, 2005John S. Mendibles and MGN Enterprises, Ltd.n/a
February 15, 2005M.A.C. Investments, Inc.; M.A.C. Investment Sales, Inc.; M.A.C. Investments Sales, Inc.; Maricruz Alvarado a/k/a Mariacruz Alvarado a/k/a Maricruz Albarado; Aldemaro Gonzales Gamez a/k/a Aldemaro Gonzalez; Maria Elena Gonzalez; Kevin Polardin/a
January 31, 2005Victor Monroe Stockbridge67539
January 31, 2005David A. Fazio, Deborah Fazio, and Fountain Capital Management L.L.C. 67538
January 31, 2005Christopher S. Mee, Mee Diamond & Jewelry, Inc., d/b/a Diamond Showcase67537
January 31, 2005Noel Eugene Cullison and Barbara Cullison; Solutions, Sources, & Consulting L.L.C., Energy Savings Solution, Inc.67536
January 20, 2005Centenarios Gold Inc., and Tim Wattn/a
November 23, 2004Stephen A. Hiltbrand and Cheryl Hiltbrand67431
November 23, 2004James L. Oppenheimer and Sydney J. Oppenheimer67430
November 3, 2004Kevin H. Krause and WSK Energy, L.L.C.n/a
October 20, 2004Robert C. Frost and Robin Frost67357
October 20, 2004Rex E. Kuhn, and Unity Financial, L.L.C. 67354
October 20, 2004Intersecurities, Inc.67353
October 20, 2004Helen C. Hartze67352
October 20, 2004HCH Enterprise, L.L.C.67351
August 24, 2004H. Jon Kunowski, d/b/a Precision Model and Design, Inc., d/b/a Air Lase, Inc., d/b/a American Innovative Research, Inc.n/a
August 24, 2004Multi Media Technology Ventures, Ltd., a/k/a MMTV, Ltd.; Biltmore Group, Inc., Graham Inch, C. Ronald Paxson a/k/a Charles R. Paxson; Chris Corbett 67221
August 24, 2004Mark Kesler 67219
August 24, 2004Donald Abernathy and Helen Abernathy67218
August 24, 2004Intergrowth Financial Group and Roger Alvin Sande67217
August 24, 2004Richard A. Fandrich67215
July 22, 2004Parklane International Corporation and Syndicated Gold Depository, S.A.n/a
July 1, 2004H. Jon Kunowski, d/b/a Precision Model and Design, Inc., d/b/a Air Lase, Inc., d/b/a American Innovative Research, Inc.n/a
June 29, 2004Wesley Karban Wyatt d/b/a The Financial Greenhouse 67088
June 29, 2004Gregory Russell Brown and Karen Brown67087
June 29, 2004International Global Positioning, Inc., John J. Madsen, and Michael J. Coker67086
June 29, 2004Gary G. Johnson, Johnson Estate Planning Service, Inc., and Johnson Estate Planning Service L.L.P.67085
May 24, 2004James W. Dreos, individually and d/b/a Dreos Financial Services, and Esther Dreos66995
May 11, 2004Elliot Crosby66965
April 21, 2004Edmond L. Lonergan, Dolores Lonergan, and Corporate Architects, Inc.66934
April 21, 2004Steven C. Bond, Cari A. Bond, and B.B. Financial Benefits Group, Inc.66933
March 24, 2004H. Jon Kunowski, d/b/a Precision Model and Design, Inc., d/b/a Air Lase, Inc., d/b/a American Innovative Research, Inc.n/a 
March 23, 2004Evelyn Baumgardner, d/b/a Your Living Trust, and Michael Baumgardner66859
March 23, 2004Kathleen Whorley Sommer, d/b/a Sommer & Associates66858
March 4, 2004Multimedia Technology Ventures, Ltd., a/k/a MMTV, Ltd.; Biltmore Group, Inc.; Global Trek Xploration Corp.; Chris Corbett; Graham Inch; C. Ronald Paxonn/a
February 5, 2004 Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc.66768
February 5, 2004Robert Shakman and Healthcare Purchasing Alliance, Inc.66767
February 5, 2004Chris Hugh Rutland66766
February 5, 2004Global Trusts L.L.C., Clyde F. Wagnon, and Martha E. Wagnon66765
December 22, 2003James T. M. Verbic66649
December 22, 2003Robert J. Brannon66648
December 22, 2003 Credit Suisse First Boston L.L.C., f/k/a Credit Suisse First Boston Corporation66647
December 22, 2003Philip William Merrill66645
December 9, 2003Philip William Merrill66614
October 27, 2003Worldwide Forex, Inc.; Universal FX, Inc.; David Bridges n/a
October 17, 2003John R. Wallrich and Jennifer Wallrich66436
October 14, 2003Clay Eugene Lambert66403
October 14, 2003Ocean International Marketing, Ltd.; Heros Global Marketing, Ltd.; Seed International, Ltd.66402
October 14, 2003Non-Stop Shopping.com, Inc., d/b/a 2C2K.com, Inc., Kenneth Mark Deubner, Donald L. Levine, Stephen Rosenbaum, Bobbie Jo Swartz66401
October 1, 2003Ralph Shaul and Leslie Shaul66355
October 1, 2003Douglas Sanchez and Karen Sanchez; DMS Power Cash Flow, L.L.C., Persanco, L.L.C.66354
October 1, 2003Carl Delano Woodard a/k/a Carl Woodward66353
September 29, 2003 Lehman Brothers Inc.66320
September 29, 2003 Goldman, Sachs & Co.66318
September 24, 2003 Bear, Stearn