|
Enforcement Actions Documents may be in Adobe PDF format. You may obtain the Adobe PDF viewer at http://www.adobe.com. To search on this page for specific companies or individuals, use Edit/Find (Ctrl F). To access all of the public documents in a case, click on the eDocket icon at the bottom of this page. | Date | Title | | October 20, 2009 | Michael T. Bell; Shawn R. Salazar; Adamas Investments, L.L.C. | | October 9, 2009 | Rex G. Wheeler, Jr. | | September 24, 2009 | Sir Mortgage & Finance of Arizona, Inc.; Gregory M. Sir a.k.a. Greg Sir; Erin M. Sir | | September 23, 2009 | Richard Miles Dorman; Rebecca Dorman; Michael Vincent Ring; Kelly Ring; Elysium Capital Group, L.L.C. | | August 20, 2009 | Jordan Crossing Properties, LLC; Chris Blackford; Nicole Blackford | | August 6, 2009 | Thomas Anthony Labry d.b.a. Iron Horse Petroleum, Inc.; Jane Doe Labry | | August 4, 2009 | Energetics, Inc.; Steven P. Giuffrida; Michelle Giuffrida; Rodney Peterson; Jane Doe Peterson | | July 31, 2009 | Jolleen K. Hansen; Nathan E. Hansen; Thomas S. Blackwell (CRD # 4370822); Kimberly Blackwell; Deluxe Designs International, LLC; Deluxe Live Productions | | July 27, 2009 | Michael C. Reynolds; Tanzia Reynolds; Cash 2 U, LLC; Dos Ninas, LLC; Par 3 Management, LLC | | July 22, 2009 | Thomas Anthony Labry d.b.a. Iron Horse Petroleum, Inc.; Jane Doe Labry | | June 26, 2009 | John W. Pacheco; Angela Pacheco; Bill L. Walters; Jacquelyn Walters; Financial American Corporation; The Financial American Group, LLC; American Apartment Fund XI, LP | | May 21, 2009 | Secure Resolutions, Inc.; Douglas Cottle; Kyla Cottle | | April 24, 2009 | Dustin J. Lunt (CRD #4705919); Kami E. Lunt; DJL & Associates, LLC | | April 24, 2009 | Thomas S. Blackwell (CRD #4370822); Kimberly Blackwell; Team Heat, LLC | | April 22, 2009 | Lamont C. Paterson II a.k.a. Folo Patterson d.b.a. Olof Enterprises; Eletrea L. Patterson; Olof Enterprises, LLC | | April 21, 2009 | Robert W. Mangold; Michelle M. Mangold; One Source Mortgage & Investments, Inc.; Strategic Equity Investments, LLC | | March 27, 2009 | Sports Dimensions, Inc.; Marc Hubbard; Jane Doe Hubbard | | March 13, 2009 | West Mining and Innovations, Inc.; Avison C. (AC) West; Barbara M. West | | March 12, 2009 | Radical Bunny, LLC; Horizon Partners, LLC; Tom Hirsch a.k.a. Tomas N. Hirsch; Diane Rose Hirsch; Berta Friedman Walder a.k.a. Bunny Walder; Howard Evan Walder; Harish Pannalal Shah; Madhavi H. Shah | | March 4, 2009 | Dona Kuryanowicz | | February 27, 2009 | Dan Wise; Cynthia Wise; Whispering Winds Properties, LLC; LM Beagle Properties, LLC; Karlena, Inc.; Axis International, Inc. | | February 19, 2009 | David W. Cole; Siiri Cole; Highline Estates, LLC; Mutual Financial Services, LLC d.b.a. MFS Real Estate Division and MFS Investments; Dream Craft, LLC; Scot A. Oglesby d.b.a. Arizona Asset Management; Lori Ann Oglesby; Randy K. Ward (CRD # 4137944) d.b.a. Arizona Asset Management; Sharon Ward | | February 18, 2009 | Steve John Rogan; Carol Ann Richey; Dem Bonz Barbecue Restaurants, LLC; Pizazz, LLC | | January 29, 2009 | Kyle Schmierer d.b.a. Amadin; Jane Doe Schmierer | | January 16, 2009 | Nicholas (Nick) S. Ballard d.b.a. Oasis of Wealth, Inc.; Oasis of Wealth; AZ Gold & Safaris, Inc.; Jane Doe Ballard | | January 15, 2009 | Jeffrie Harper (CRD# 2863910) a.k.a. Jeff Harper; Kathleen Janice Harper; Donald Robert Mattson Jr a.k.a. Rob Mattson; Jane Doe Mattson; Knuckleball Capital Management, LLC | | January 13, 2009 | James Jonathon Fraser Buchanan (CRD# 2452897); Lori A. Buchanan | | January 12, 2009 | Energetics, Inc.; Steven P. Giuffrida; Michelle Giuffrida | | December 23, 2008 | Mayra Jeanette Angulo (CRD# 2221337); Mark Islas (CRD# 1953882) d.b.a. IFS Group | | November 5, 2008 | Gerald Edwin Patchen II; Jane Doe | | October 10, 2008 | Mark A. Westerfield (CRD# 4234248); Victoria H. Westerfield | | Ocotober 9, 2008 | Dean A. Severns; Cheryl E. Severns; Severns Properties, LLC; Severns Capital, LLC; J.Dean, LLC | | September 30, 2008 | Robert Franklin Hockensmith Jr. (CRD# 1798614) | | September 30, 2008 | Randie Balbas; Leila Balbas | | September 29, 2008 | Wolfepack Transportation, Inc. a.k.a. Wolfpack Transportation, Inc.; Michael L. Hairston, Sr.; Sheila Hairston | | September 23, 2008 | James Leroy Costello (CRD# 1501345) d.b.a. Costello & Associates Financial; Linda S. Costello | | September 18, 2008 | Jerome William Carter d.b.a. Good Only Done Productions, L.L.C.; Jane Doe Carter; The Greatest Only Divine Productions, L.L.C. | | September 12, 2008 | Mayra Jeanette Angulo (CRD# 2221337); Mark Islas (CRD# 1953882) d.b.a. IFS Group | | September 12, 2008 | Helmut Weber d.b.a. Weber Capital Management; Vera Weber | | September 12, 2008 | Patrick Allen Roberts; Sheri L. Krouse; Motors De Amigos, Inc.; Rock'N R Car Company Enterprises, Inc. d.b.a. R&R Remarketing | | September 11, 2008 | James Jonathon Fraser Buchanan (CRD# 2452897); Jane Doe Buchanan | | August 28, 2008 | Guillermo Ricardo De La Vara a.k.a. William De La Vara and Bill De La Vera d.b.a. Mortgage Notes; MNI Properties, LLC; Erlinda De La Vara a.k.a. Erlinda G. Lopez | | August 21, 2008 | Southern Homes, LLC; Charles Bruce Ferguson; Jane Doe Ferguson | | August 12, 2008 | Antonia Boblett a.k.a. Toni Boblett and/or Antonia Loera-Marks | | August 1, 2008 | Stanley Lane Boblett (CRD #2209980) a.k.a. Lane Boblett; Antonia Boblett a.k.a. Toni Boblett a.k.a. Antonia Loera-Marks; Pacific Coast Holding Company; Hall of Fame Partners, LLC | | July 23, 2008 | CAG Capital, Inc. d.b.a. Glendale Car Connection; Kim K. Collins; Jane Doe Collins | | July 23, 2008 | Richard Bradford (CRD# 2706290); Cindy Bradford a.k.a. Cindy White | | July 22, 2008 | Trademark Capital Management, LLC; Blue Investments, LLC; Travis Richey; Melissa Boyd | | July 22, 2008 | Robert Preston Ingram; Jane Doe Ingram | | July 3, 2008 | Mark W. Bosworth; Lisa A. Bosworth; Stephen G. Van Campen; Diane V. Van Campen; Michael J. Sargent; Peggy L. Sargent; Robert Bornholdt; Jane Doe Bornholdt; Mark Bosworth & Associates, LLC; 3 Gringos Mexican Investments, LLC | | April 17, 2008 | Deborah Cheryl Bennett; A. James Bennett, M.D. | | March 20, 2008 | Panama Capital Funding, LLC; Benjamin Ray O'Toole; International Funding Network; Panagreen Bio Fuels, Inc.; Algaecake Technologies Corporation; Jane Doe O'Toole; Christopher Shane Strickland; Jane Doe Strickland | | February 28, 2008 | Kuypow, Inc.; Mo's Properties & Investment Group; Morris Clyde Kuykendall; Mo Kuykendall; Judy E. Powers | | February 27, 2008 | Asset Salvation Group, LLC; Jack Robert Erickson, Sr; Jane Doe Erickson; JRE Holdings Trust; Dust to Dream Development Group, LLC | | January 10, 2008 | Donna Marie Shurot | | January 25, 2008 | Scott Hutchinson; Jane Doe Hutchinson; Marine 3 | | January 15, 2008 | Lingerie Nights DVD Magazine, LLC; Raymond Javier Duran; Jane Doe Duran; Richard B. Cuen; Jane Doe Cuen | | December 31, 2007 | Rick McCullough; McCullough Insured Investments; The Kodiak Investment Group, LLC; Anita Geneva McCullough | | December 28, 2007 | Michael Andrew Dawes (CRD #62832); Linda Dawes | | December 27, 2007 | Ferenc (Frank) J. Csampai; Robert N. Neklewicz a.k.a. Robert Neil Stock; Global Aviatian Fuel Systems | | November 20, 2007 | Donald Anthony Tomasian a.k.a. Donald Anthony Tomasian, Jr.; Katherina Tomasian; Bella Funding, LLC | | November 16, 2007 | Ronald James Strayer; Jane Doe Strayer; Jeffrey Stanford Ryan; Lisa Scott; RJSR Land Developement CR | | October 17, 2007 | Cockrell Investment Resource Associates, LLC; David A.Cockrell; Jane Doe Cockrell | | September 28, 2007 | G'Ieber Financial, LLC; David A. Gotlieb; Stacey Scibelli-Gotlieb | | September 13, 2007 | Kenneth Howard Fraleigh and Linda Jean Fraleigh | | July 20, 2007 | Kelly J. Waters and Daniel B. Waters; Kelly's Mobile Home Sales, Inc | | June 28, 2007 | Leonard Clark Rhodes, Jr. and Margaret Rhodes | April 17,
2007 | Estate Protection Consultants, LLC d.b.a Estate Protection Consultants; Ramon Conrado Villa Vasquez a.k.a. Ray C. Villa and Jane Doe Villa | | March 28, 2007 | Veronica Alexander Leigh f.k.a. Candice Anna Gill; Charles William Gill III; Charles Gill and Chuck Gill; CAG Financial, LLC; CAG Financial Services, LLC; and Leigh & Associates, LLC | | March 20, 2007 | Leonard Francis Alcaro f.k.a. Lenny Alcaro; and Mary Brigid Lavin Alcaro | | March 20, 2007 | Owen A. Vilan and Lucina Vilan (a.k.a. Lucy Vilan); Saguaro Investments, Inc. f.k.a. Vilan Enterprises, Inc. | | March 13, 2007 | Alonzo Russell; Guardian Angel Advisers; Linda Russell | | January 22, 2007 | Perry and Terry Penny; Penny Financial, Inc.; Penny Properties, Inc.; RYM Technology Holdings, LLC; and Felix L. Daniel Sr. and Jane Doe Daniel | | December 8, 2006 | David J. Leyshon d.b.a. Leyshon Capital d.b.a Leshon Capital Management d.b.a. Leyshon Capital Management, LLC and Denise Leyshon | | October 18, 2006 | AGRA-Technologies, Inc. a.k.a. ATI; William Jay Pierson a.k.a. Bill Pierson and Sandra Lee Pierson a.k.a. Sandy Pierson; Richard Allen Campbell a.k.a. Dick Campbell and Sondra Jane Campbell; William H. Baker, Jr. a.k.a. Bill Baker and Patricia M. Baker; Jerry J. Hodges and Jane Doe Hodges; Lawrence Kevin Paille a.k.a Larry Paille and Jane Doe Paille | | October 17, 2006 | John Edward Tencza and Christine M. Tencza; American Elder Group, LLC; American Elder Group, Inc.; Phillip Robert Ohst and Mary Elizabeth Ohst; Gregory Grant Groh and Gail A. Groh | | October 03, 2006 | Edward A. Purvis and Maureen H. Purvis; Gregg L. Wolfe and Allison A. Wolfe; Nakami Chi Group Ministries International a.k.a. NCGMI; James W. Keaton, Jr and Jennifer Keaton; ACI Holdings, Inc. | | September 22, 2006 | Janalee Ranney Sneva d.b.a. Sneva Alliance | | September 7, 2006 | Believing In Jesus Investments, LLC; Phoebus Vincent Smith a.k.a. Vince Smith and/or Mr. Vince; and Sharon Elizabeth Govan a.k.a. Sharron E. Govan-Smith, Sharon Smith, and/or Ms. Sharon | | September 5, 2006 | Trend Management Group, Inc.; Scott Renny Bogue, Sr. (CRD# 1588216) and Arlene Jane Bogue; Ryan James Herndon and Lori Darlene Herndon a.k.a Lori J. Herndon a.k.a. Lori Jordan; Trend Capital, LLC; Linda Bryant Jordan a.k.a. Linda Van Vranken a.k.a. Linda Jordan-Van Vranken d.b.a. The Trend Group, Inc.; Russell Langdon Van Vranken; Easy Street Financial Group, Inc.; Christopher Ellis Marx (CRD# 2186523) and Jane Doe Marx; Scot Alan Oglesby And Lori Ann Oglesby | | August 28, 2006 | The 12 Percent Fund I, LLC; Coyote Growth Management, LLC; Michael Joseph Hannan and Jane Doe Hannan; Sam Ahdoot a.k.a. Sam Ahdout and Jane Doe Ahdoot | | August 1, 2006 | Gary Wayne Hardy (CRD #1298371) d.b.a. Hardy Asset Management (CRD #116821) | | April 5, 2006 | David Lee McMillan and Polly P. McMillan (CRD #1808333) | | February 28, 2006 | Mid America Energy, Inc.; Mid America Oil & Gas; Gary M. Milby a.k.a. Gary Moss Milby a.k.a. Gary M. Milley and Jane Doe Milby; Jim and Jane Doe Whatcott; and John and Jane Doe Blitz | | February 10, 2006 | Lori Lee Spranger a.k.a. Lori Moriarty and/or Lori Lee Levandowski and/or Lori Gessell d.b.a. Vector 90 Debt Purchasing; Martin Otto Spranger a.k.a. Martin Otto Spranger III); Michael ("Mike") Moriarty and Jane Doe Moriarty d.b.a. Vector 90 Debt Purchasing | | February 2, 2006 | Michael Eugene Kelly; Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holding International, S.A. | | December 30, 2005 | Reserve Oil & Gas, Inc.; llen and Jane Doe Stout, Sr.; Allen and Jane Doe Stout, Jr. | | December 13, 2005 | Michael Giannantonio a.k.a. Michael David Turley d.b.a. Nitefire Entertainment; Karen Lynn Turley; John Voight and Jane Doe Voight; Nitefire Entertainment; SummitSTAR Entertainment L.P. d.b.a. SummitStar Films and/or SummitSTAR Films & Entertainment | | November 14, 2005 | Bruce R. Goldman, d.b.a. Opulent Management Group, Bravura Management Group, Zanadu Construction and/or The Opulent Group; Linda L. Goldman a.k.a. Linda Mull and/or Linda Sanger; Natasha Mull a.k.a. Natasha Goldman; Opulent Properties LLC; d.b.a. Opulent Properties; Mill Direct Flooring, LLC; d.b.a. Mill Direct Flooring; The Loan Xperts, LLC | | October 27, 2005 | Gary Wayne Hardy d.b.a. Hardy Asset Management; Sherry Hardy | | August 9, 2005 | Brixon Group Ltd.; Joseph Wayne McCool a.k.a. Joe McCool and Jane Doe McCool; Donald John Manning a.k.a. Don Manning and Jane Doe Manning; Cameron Guy Campbell and Nanette Campbell | | August 3, 2005 | Greg McCracken a.k.a. K.G. McCracken a.k.a Kenneth McCracken | | July 20,2005 | Thomas C. Messina a.k.a. Thomas Campbell Messina and Tom C. Messina and Donna M. Messina | | June 15, 2005 | Arkad Investment Services, Inc. d.b.a. Arkad Investment Services | | May 24, 2005 | David John Palen (CRD #2321162) | | April 26, 2005 | Christopher D. Dedmon (CRD#3015575) and Kimberly Dedmon; Omni Horizon Group, LLP | | April 15, 2005 | Mark J. Sheehy (CRD# 2224709) and Jane Doe Sheehy | | March 10, 2005 | Listo, Inc., a Nevada corporation; Robert Smart and Jane Doe Smart; Kevin Krause | | February 17, 2005 | John S. Mendibles, MGN Enterprises, LTD | | February 15, 2005 | M.A.C Investments, Inc.; M.A.C Investments Sales, Inc.; M.A.C Investment Sales, Inc.; Maricruz Alvarado a.k.a. Mariacruz Alvarado a.k.a. John doe Alvarado; Aldemaro Gonzales Gamez a.k.a. Aldemaro Gonzalez and Jane Doe Gonzales Gamez; Maria Elena Gonzalez and John Doe Gonzalez; Kevin Polardi and Jane Doe Polardi | | February 1, 2005 | Ronald Earl Pfingsten; and Sharlene N. Pfingsten | | January 20, 2005 | Centenarios Gold Inc.; Tim Watt; and Jane Doe Watt | | December 28, 2004 | John E. Shannon and Rebecca F. Shannon; and Gary R. Shannon | | December 22, 2004 | Scott Erick Langfitt (CRD# 1695817) | | December 15, 2004 | David Duane Nutter and Jane Doe Nutterfe; North American Insurance Services, LLC | | December 15, 2004 | Arthur B. Cooper (CRD# 1856331); Linda Ebinger-Cooper (CRD# 1353173) | | November 5, 2004 | Pristine Property & Investments, Inc.; Deborah Lee Brugliera | | November 3, 2004 | WSK Energy, LLC; Kevin H. and Jane Doe Krause | | October 4, 2004 | Retirement Planning Center; John F. Klatt; and Marilyn A. Klatt | | September 30, 2004 | Noel Eugene Cullison and Barbara Cullison; Solutions, Sources, & Consulting, LLC; Energy Savings Solution, Inc. | | September 28, 2004 | James L. Oppenheimer and Sydney J. Oppenheimer | | July 22, 2004 | Parklane International Corporation; Syndicated Gold Depository S.A. | | May 25, 2004 | Mark E. & Jane Doe Labertew; Les and Jane Doe Fleishmans | | May 24, 2004 | H. Jon Kunowski; Precision Model and Design, Inc.; Air Lase, Inc.; American Innovative Research, Inc.; John Does I-V; Jane Does I-V; White Corporations I-V; Black Partnerships I-V; and XYZ Limited Liability Companies I-V | | May 24, 2004 | H. Jon Kunowski; Precision Model and Design, Inc.; Air Lase, Inc.; American Innovative Research, Inc.; John Does I-V; Jane Does I-V; White Corporations I-V; Black Partnerships I-V; and XYZ Limited Liability Companies I-V | | May 24, 2004 | H. Jon Kunowski; Precision Model and Design, Inc.; Air Lase, Inc.; American Innovative Research, Inc.; John Does I-V; Jane Does I-V; White Corporations I-V; Black Partnerships I-V; and XYZ Limited Liability Companies I-V | | May 24, 2004 | H. Jon Kunowski; Precision Model and Design, Inc.; Air Lase, Inc.; American Innovative Research, Inc.; John Does I-V; Jane Does I-V; White Corporations I-V; Black Partnerships I-V; and XYZ Limited Liability Companies I-V | | May 17, 2004 | Multi Media Technology Ventures, Ltd.; Biltmore Group, Inc.; Global Trek Xploration Corp.; Chris Corbett and Jane Doe Corbett; Graham Inch and Jane Doe Inch; C. Ronald Paxon and Jan Doe Paxon | | May 7, 2004 | Fountain Capital Management, LLC c/o David A. Fazio; Integrowth Financial Group c/o Roger Alvin Sande; Richard A. Fandrich; David A. and Deborah Fazio; Donald and Helen Abernathy; Stephen A. and Jane Doe Hiltbrand; Roger Alvin Sande | | May 6, 2004 | Lonzo Archer | | April 29, 2004 | HCH Enterprise, LLC; Helen C. Hartze; Mark Kesler | | March 24, 2004 | H. Jon Kunowski; Precision Model & Design; Air Lase, Inc.; American Innovative Research, Inc. | | March 24, 2004 | Mee Diamond & Jewelry, Inc.; Christopher S. Mee | | March 4, 2004 | Multimedia Technology Ventures, LTD. a.k.a. MMTV, Ltd.; Biltmore Group, Inc.; Global Trek Xploration Corp.; Chris Corbett and Jane Doe Corbett; Graham Inch and Jane Doe Inch; C. Ronald Paxon and Jane Doe Paxon | | November 18, 2003 | International Global Positioning, Inc.; John J. Madsen; Michael J. Coker; James w. Dreos d.b.a. Dreos Financial Services, and Jane Doe Dreos; Edmond L. Lonergan and Jane Doe Lonergan; Corporate Architects, Inc. | | October 27, 2003 | Steven C. Bond and Jane Doe Bond; B.B. Financial Benefits Group, Inc. | | October 27, 2003 | Worldwide Forex, Inc.; Universal FX, Incorporated; David Bridges c/o Worldwide Forex | | October 20, 2003 | Robert Shakman, Healthcare Purchasing Alliance, Inc. | | October 14, 2003 | Chris Hugh Rutland | | September 18, 2003 | Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holdings International, S.A.; World Phantasy Tours, Inc., a.k.a. Majesty Travel, a.k.a. Viajes Majesty; Avalon Resorts; Michael E. Kelly and Lory Kelly | | May 20, 2003 | Yucatan Resorts, Inc., d.b.a. Yucatan Resorts; S.A., Resort Holdings International, Inc., d.b.a Resort Holdings International, S.A.; World Phantasy Tours, INC., a.k.a. Majesty Travel, a.k.a. Viajes Majesty; Michael E. Kelly and Lori Kelly | | May 6, 2003 | Intersecurities, Inc.; Gregory Russell Brown and Jane Doe Brown | | April 25, 2003 | Mutual Benefits Corporation | | April 18, 2003 | Douglas Sanchez and Karen Sanchez; DMS Power Cash Flow, LLC; Persanco, LLC | | April 3, 2003 | Robert C. Frost and Robin Frost | | April 2, 2003 | Ocean International Marketing, LTD.; Heros Global Marketing, LTD.; Seed International, LTD.; GFH International, LTD.; George Ioannou and Jane Doe Ioannou c/o GFH International; Ryan Ferreira and Jane Doe Ferreira c/o Ocean International Marketing, Ltd. | | March 17, 2003 | Wesley Karban Wyatt and Jane Doe Wyatt d.b.a. The Financial Greenhouse c/o Harry N. Stone, Attorney at Law | | February 25, 2003 | Kathleen Whorley Sommer d.b.a Sommer & Associates; John Doe | | January 23, 2003 | Tierra Group, a.k.a. Tierra Group Properties, a.k.a. Tierra Group Companies, a.k.a. Tierra Group, Inc., Preservation Trust Corporation a.k.a. Preservation Corporation, a.k.a. Preservation Trust Company, Partnership Preservation Trust, a.k.a. Partnership Preservation Corporation Limited Partnership, Caterpillar Foundation Properties, a.k.a. Caterpillar Foundation Properties Limited Partnership, Rene L. Couch, Terry Couch | | December 31, 2002 | Elliot Crosby d.b.a .Advance Senior Estate Planning; Marsha Crosby | | December 30, 2002 | Victor Monroe Stockbridge; G. Irene Stockbridge | | December 18, 2002 | Mark E. Labertew and Jane Doe Labertew; Les Fleishman and Jane Doe Fleishman | | December 12, 2002 | Ralph Shaul and Leslie Shaul | | December 5, 2002 | Global Trusts, LLC; Clyde F. Wagnon and Martha E. Wagnon; Jeri Woods and John Doe Woods | | November 18, 2002 | American Automotive Group, Inc.; Douglas Warren and Jane Doe Warren; Matthew W. Warren and Joan Doe Warren; Robert D. Bjerken and Jane Doe Bjerken | | November 15, 2002 | John R. Wallrich and Jane Doe Wallrich | | November 14, 2002 | Scottsdale Financial Funding Group, LLC; Martin & Griffin ,LLC; Gregory B. Gill a.k.a. Gregory P. Gill; Hayden Keith Holland; Tad L. Ulrich & Associates, LLC; Tad Lyn Ulrich; Senior Advisory Services, LLC; Wallace Butter worth | | November 11, 2002 | Evelyn Baumgardner, John Doe Baumgardner | | October 28, 2002 | One Vision Children's Foundation, Inc.; Hollister M. Marx; Wealth Management Resources, Inc.; Michael B. Maksudian; and Betty Maksudian; Michael A. Diaz; and Lorrina Diaz | | September13, 2002 | Scottsdale Financial Funding Group, LLC; Martin & Griffin, LLC; Gregory B. Gill a.k.a. Gregory P. Gill; Hayden Keith Holland; Tad L. Ulrich & Associates, LLC; Tad Lyn Ulrich; Senior Advisory Services, LLC; Wallace Butterworth | | September 5, 2002 | American National Mortgage; Secura Innovative Investment; Secura Mortgage Management; Cash Flow University INC.; Secura Fund Arizona , LLC; Larry William Dunning and Sheila Dunning; Phil Vigarino and Jane Doe; Robert K. Rehm; Mark Kesler and Jane Doe Kesler; Frank Caspare and Gail Caspare | | August 23, 2002 | Turn Two Trading Club; Dennis Wayne Little; Deborah L. Sorensen Little | | June 28, 2002 | Charles E. Conatser; Estate Conservation Strategies, Inc. | | June 25, 2002 | Alan Bruce Stoner | | June 20, 2002 | Carl DelanoWoodard a.k.a. Carl Woodard | | June 12, 2002 | Brian Bamman; Bamex International, LTD. | | May 31, 2002 | David R. Krizman | | May 22, 2002 | David Carroll Loach; Gary Milburn Laha | | May 08, 2002 | Bob’s Cash Express, Inc.; Bob's Land One, Inc.; Challenge/Land USA, Inc.; Arizona Digital Security Tech., Inc.; American Dish Tech., Inc.; Robert H. Roberts; Donald P. Shoemaker; Garrett L. Wright a.k.a. Garrett Lee; Dan ("D.J.") R. Harper; Michael J. Sagnelli; Joyce Goodman | | May 06, 2002 | Parizek Capital Management, LLC; David AllenParizek, Jr. | | March 29, 2002 | Scottsdale Financial Funding Group, LLC; Martin & Griffin, LLC; Gregory B. Gill a.k.a. Gregory P. Gill; Hayden Keith Holland; Tad L. Ulrich & Associates, LLC; Tad Lyn Ulrich; Senior Advisory Services, LLC; Wallace Butterworth | | February 26, 2002 | Netgo, Inc.; Sdic Partnership; M-Corp International; M-Corp International, Ltd. A Turks And Caicos Corporation; Camelback, Ltd. A Turks And Caicos Corporation; Neil David Lewis; Norman Michael Miller | | February 20, 2002 | Michael David Fromkin | | January 17, 2002 | Philip William Merrill | | December 26, 2001 | Brian Lloyd Gibbons | | December 14, 2001 | James T.M. Verbic | | December 11. 2001 | Ronald Lee Keel; Donald Ramey; Meracana Mining Corporation | | October 30, 2001 | Grand Canyon Wagon Adventure Tours, Inc.; Floyd Willard Wiggins, Jr. | | October 10, 2001 | Richard Dean Carrington; Robert Witt | | October 05, 2001 | Creative Financial Funding, LLC; American Money Power, Inc.; Federal Capital, LLC; Corporate Fiducial Services, Inc.; U.S.Federal Financial Corporation; Paul J. Meka; Larry Dunning; Robert K. Rehm; Tom Gaffney | | October 05, 2001 | Bar-Lo Millennium Corporation; Ken Renken; Radoica Barjaktarovic; George O.P. Fleming c/o Bar-Lo Millennium Corporation | | October 03, 2001 | Michelle L. Webb | | September 26, 2001 | Clay Eugene Lambert | | September 26, 2001 | Mark Aaron Sutter | | August 20, 2001 | Republic Cash Advance, Inc.; Quick Cash Advance, Inc.; Curtis J. Billups; Mark Ferguson | | August 14, 2001 | 21st Century Satellite Communications, Inc.; Howard S. Baldwin; Glenn A. Liberatore Financial Services; Glenn A. Liberatore | | August 14, 2001 | Robert Dale Hylton; Hylton Enterprises, Inc.; Oreo Management Co.; Legend Leasing Co.; Liberty Marketing Co.; Passport Wholesale Supply | | August 14, 2001 | David Nutter / North American Insurance Services, LLC | | August, 10 2001 | Michael Lynn Bill; Beneficial Assistance; William R. Evans; Chartered, Ruttenberg & Associates Insurance Marketing, Inc. | | July 18, 2001 | Hotel Connect LLC’s #100-1100 ; Mark Alan Melkowski, SR.; Eagle Communications, Inc.; Ronald Lee Goble; Southwest Trust & Financial; Gary Lyle Christian; Cornerstone Senior Planning; Hyland A. Stokes; Estate Planning Protection; Roger Lancette; National Advisory Services and Senior Advisory Services; Wallace Butterworth | | June 20, 2001 | Aeromax Inc.; Aeromag Corporation; Lexington Bartlett; David L. Sears | | May 14, 2001 | Easy Money Auto Leasing, Inc.; Superior Financial Services, Inc.; James Anthony Cicerelli; David Paul French | | April 10, 2001 | Accelerated Success Inc.; Kenneth R. Morris; Robert D. Pierson; Integrity Assured Life Settlements, Inc.; Steven S. Levine | | March 29, 2001 | Melvin Lee Cline; Why Not Entertainment, LLC | | March 29, 2001 | Stephen Michael Johnson; Ferndale Financial Group | | February 28, 2001 | M.G. Natural Resources Corporation f.k.a. Mariah International; Guildmark Industries and M.G. Gold Corporation, currently known as Xenolix Technologies, Inc.; Alvin Charles Johnson, Jr. | | January 25, 2001 | Mobile Cash Systems LLC; World Wireless Solutions Inc.; World Electronic Payment Solutions Inc.; World Cash Providers LLC; World Cash Providers Inc.; Mark Alan Melkowski Sr.; Eagle Communications, Inc.; Eagle One Financial & Tax, LLC; Gerald B Johnson; Kimber Lea Baudour | | January 25, 2001 | William E Bergh; World Wide Business Opportunities | | January 19, 2001 | Arthur Andersen L.L.P. - Verified Complaint And Application For Injunction Relief | | December 28, 2000 | Charles Ray Stedman; Wendell T. Decker, JR.; Oxford Development, LLC; Profutura, LLC; CNT Family Fun Outlets, Inc.; Charles W. Testino, JR; Arizona Investment Advisors, Inc.; Keith B. “Skip” Davis; Spy Glass Enterprises LLC; Keith B. Davis, Inc. | | December 27, 2000 | Tower Equities, Inc; Philip A. Lehman | | September 27, 2000 | Arthur Andersen L.L.P. - This notice was withdrawn on January 23, 2001. See January 19, 2001 Civil Complaint. | | September 07, 2000 | Global Harvest Corp.; David Patten; Albert Tabah | | June 26, 2000 | Jerome Alex Zanowski | | June 1, 2000 | Ethico Medical Management; Jane B. Lewis; Kimberly B. McMahan | | June 1, 2000 | Mary Kersey; Successful Finance Inc. | | May 1, 2000 | Scott Gould | | April 21, 2000 | Calumet Slag, Inc.; Gareth N. Patton; Jeffery G. Crawford; Matthew E. Hunzinger | | April 18, 2000 | Susan Marie Wuest | | April 06, 2000 | Joseph Michael Guess, SR.; Progressive Financial Management; James Douglas Sherriffs; Richard Gordon Davis; RGD; RGD Enterprises, Inc.; Ira Joe Patterson; Randall Wayne Smith, JR.; Bally Overseas Trading Inc. | | March 29, 2000 | Tucson Estate Financial Advisors; James Kinion II | | December 29, 1999 | Deborah Suann Angus | | December 27, 1999 | Estate Service II | | December 27, 1999 | National Finance Group | | November 10, 1999 | Safari Media Inc. | | September 17, 1999 | Retirement Investment Group | | August 24, 1999 | Cochise Financial Corp. | | July 29, 1999 | Premiere Financial Group et al |
|
