Enforcement Actions 2008-Present To search for specific companies or individuals on this page, use Edit/Find (Ctrl F). To view a copy of the Notice in Adobe PDF format, click on the Date next to that Respondent's name. To access the eDocket file containing all of the public documents filed in a case, click on the Respondent's name. EDocket also contains a schedule of all public events in a case, such as prehearings, hearings and Commission Open Meetings. For other ways to find out about a case, click here.
Date Respondent December 23, 2016 J. Randall Gladden (CRD #1789356) December 12, 2016 Premier Asset Management Group, L.L.C.; Michael Berry Eckerman; Tonya Eckerman October 4, 2016 WMF Management, L.L.C.; Woodbridge Group of Companies, L.L.C.; Woodbridge Mortgage Investment Fund 1, L.L.C.; Woodbridge Mortgage Investment Fund 2, L.L.C.; Woodbridge Mortgage Investment Fund 3, L.L.C.; Woodbridge Mortgage Investment Fund 3A, L.L.C.; Robert H. Shapiro; Robert W. Carfagno, Senior (CRD # 2387162); Debra L. Carfagno; AIO Financial L.L.C.; William F. Holliday (CRD #4930333); Guadalupe A. Holiday October 3, 2016 Ryan Miguel (CRD #4581157, a.k.a. Ryan Miguel Pina and Ryan Lee Oliver); Robert Eric Hawkins; Infinity Fuels, Inc. September 19, 2016 Delta FX Trade September 9, 2016 Coverlugg, L.L.C.; FoneFace, L.L.C.; Birdie Media L.L.C.; Gregory J. Sanchez; Jill K. Sanchez July 8, 2016 John Anthony Waszolek (CRD #800403); Kathleen Waszolek June 29, 2016 Visionary Business Works, Inc. d.b.a. Fleetronix; Robert Brian Brauer; Melissa Brauer; Timothy John Wales; Stacey Wales June 28, 2016 Gregory Allen McClain June 22, 2016 Tracy N. Wengert (CRD #3182678); Jeanette Wengert Paul A. Steffany (CRD #1082262) March 25, 2016 Marchant International Resources, Inc.; Kenneth White ( a.k.a. Kenneth Whyte ) March 14, 2016 David J. Escarcega (CRD #4367584) February 23, 2016 Robert J. Moss; Jennifer L. Moss; The Fortitude Foundation; Ventures 7000, L.L.C.; Jeffrey D. McHatton; Starla T. McHatton; Robert D. Sproat; Kevin Krause; Vernon R. Twyman, Jr. January 8, 2016 Bart J. Ellis; Colleen Ellis; Oak Capital Partners, L.L.C. December 30, 2015 Shadow Beverages and Snacks, L.L.C.; Lucio George Martinez; Lisa K. Martinez; Samuel A. Jones August 26, 2015 USA Barcelona Realty Advisors, L.L.C.; USA Barcelona Hotel Land Company I, L.L.C.; Richard C. Harkins; Robert J. Kerrigan (CRD #268516); George T. Simmons; Janet B. Simmons; Bruce Orr June 30, 2015 LoanGo Corporation; Justin C. Billingsley; Heather Billingsley; Jeffrey Scott Peterson; John Keith Ayers; Jennifer Ann Brinkman-Ayers June 24, 2015 Franklin AAA Holdings, L.L.C.; Anthony Clavien June 18, 2015 ) Henryk Jan Kunowski (a.k.a. H. Jon Kunowski and Jon Kunowski May 7, 2015 Concordia Financing Company, Ltd. (a.k.a. Concordia Finance); ER Financial & Advisory Services, L.L.C.; Lance Michael Bersch; David John Wanzek; Linda Wanzek April 8, 2015 Deer Park Development Corporation; Marty O'Malley; Julie Unruh O'Malley; Robert D. Bjerken November 14, 2014 Red Mountain Funding, Inc.; Bryan J. Sammons; Mary L. Sammons September 17, 2014 Investment Acquisitions Group, L.L.C.; Jeffrey Heady; Amy Heady September 11, 2014 Michelle Lee Wagner (CRD #2403647) July 1, 2014 Anthony Ray Stacy (CRD #1772484) June 2, 2014 Catharon Software Corporation; Betsy A. Feinberg; Michael A. Feinberg April 28, 2014 Timothy D. Moran (CRD #2326078); Patricia Moran; Patrick Moran (CRD #1496354); Kelly Moran March 24, 2014 Neoteric Energy, Inc.; Kevin D. Grace; Madelynn R. Jones (CRD #4482773) February 27, 2014 Concordia Financing Company, Ltd. (a.k.a. Concordia Finance); ER Financial & Advisory Services, L.L.C.; Lance Michael Bersch; David John Wanzek; Linda Wanzek February 26, 2014 Catharon Software Corporation; Betsy A. Feinberg; Michael A. Feinberg December 31, 2013 Monika Catlin; Monika Catlin as Trustee of MLC Living Trust Dated 3-17-1999; Damopa Investments, L.L.C.; Monika Catlin, L.L.C. December 10, 2013 Todd R. Nuttall; Magdalena Homes, L.L.C., Rotall Marketing Group L.L.C. d.b.a. Direct Rev Millionaire; Todd Robert Homes November 19, 2013 William N. Nordstrom, Linda Nordstrom, Nordstrom Nordstrom I, Inc.; Nordstrom Imports, Inc. November 19, 2013 Michael J. Blake (CRD #2022161) November 18, 2013 Kent Maerki; Norma Jean Coffin (a.k.a. Norma Jean Maerki and Norma Jean Maule); Dental Support Plus Franchise, L.L.C. November 5, 2013 James F. Liebes (CRD #2332174); Lanesborough Financial Group L.L.C. November 5, 2013 Brian C. Hageman; Deluge, Inc.; Hydrotherm Power Corporation November 5, 2013 Jon Joseph Bauman (CRD #5007841) September 6, 2013 Nathaniel J. Wilson September 6, 2013 Out of the Blue Processors, L.L.C. d.b.a. Out of the Blue Processors II, L.L.C.; Mark Steiner (CRD #1834102); Shelly Steiner September 6, 2013 Ride Hard and Pray, L.L.C.; Robert J. Dudek (a.k.a. Bobby D. and Bobby Dudek); Renita G. Dudek April 23, 2013 Jonathon James Murray; Wendy Lynn Murray April 23, 2013 Lynn R. Goldney (CRD #1325181); Valerie L. Goldney April 16, 2013 3T Options, L.L.C.; Tyrone L. Brooks February 7, 2013 Arizona Gold Processing, L.L.C.; AZGO, L.L.C.; Charles L. Robertson January 28, 2013 James F. Liebes (CRD #2332174); Lanesborough Financial Group L.L.C. January 15, 2013 TV Products, L.L.C. f.k.a. US Loans Negotiation, L.L.C.; Stephen Christopher Donovan December 4, 2012 Thomas Laurence Hampton (CRD #2470192); Stephanie Yager; Timothy D. Moran (CRD #2326078); Patricia Moran; Patrick Moran (CRD #1496354); Kelly Moran; Hampton Capital Markets, L.L.C. November 8, 2012 Tri-Core Companies, L.L.C.; Tri-Core Mexico Land Development, L.L.C.; Tri-Core Business Development, L.L.C.; ERC Compactors, L.L.C.; ERC Investments, L.L.C.; C&D Construction Services, Inc.; Pangaea Investment Group, L.L.C. d.b.a. Arizona Investment Center; Jason Todd Mogler; Brian N. Buckley; Cheryl Barrett Buckley; Casimer Polanchek; Nicole Kordosky November 7, 2012 Brian Patrick Langenbach; Sheri Lynn Barbara Langenbach; Earth Explorations, L.L.C. October 26, 2012 Morrie S. Friedman; Judith Ann Friedman October 24, 2012 Joshua Trent (CRD #3096291) d.b.a. PHXiNVEST; Derek Dahl d.b.a. PHXiNVEST; Tasha Trent Dahl; Real Estate Monster, L.L.C. October 17, 2012 Mark Dana Hughes (CRD #1843511); Dolly A. Hughes; Legacy Financial Advisors, L.L.C. (CRD #114029) October 3, 2012 Huel Cox (CRD #1638341) September 21, 2012 Patrick Leonard Shudak; Promise Land Properties, L.L.C.; Parker Skylar & Associates, L.L.C. September 21, 2012 Patrick B. Hammons (CRD #1030468); Peri Ann Hammons (a.k.a. Peri Ann Brown); TF6 Advisors, L.L.C. d.b.a. TFG Advisors; Pacific Ventures & Trading L.L.C. September 21, 2012 International Air Medical Services, Inc.; Thomas F. Kelley; Laura Kelley September 21, 2012 Joshua Trent (CRD #3096291) d.b.a. PHXiNVEST; Derek Dahl d.b.a. PHXiNVEST; Tasha Trent Dahl; Real Estate Monster, L.L.C. September 20, 2012 Donna Kay Beers (CRD #1172038); James Beers September 4, 2012 Morrie S. Friedman; Judith Ann Friedman August 15, 2012 True North Business Ventures, L.L.C.; Marvin Quinton Wilson; Krista Dianne Wilson August 10, 2012 . Christopher Dean Dedmon (CRD #3015575); Kimberly Dedmon; Robert R. Cottrell (a.k.a. Rob Cottrell); SDC Montana Consulting, L.L.C. (a.k.a., d.b.a., a.b.n. SDC Montana and SDC Montana Oil & Gas Exploration); RSC Adventures, L.L.C July 12, 2012 Thomas Laurence Hampton (CRD #2470192); Stephanie Yager; Timothy D. Moran (CRD #2326078); Patricia Moran; Patrick Moran (CRD #1496354); Kelly Moran; Hampton Capital Markets, L.L.C. April 25, 2012 Chazel Capital, Inc.; OFIR Mine Project, LP; Kyle K. Huskin April 24, 2012 . Alonzo L. Russell; A.L. Russell & Associates L.L.C.; RE-STAR L.L.C.; RE-STAR Holdings L.L.C April 6, 2012 Arizona Gold Processing, L.L.C.; AZGO, L.L.C.; Charles L. Robertson April 5, 2012 Crystal Pistol Resources, L.L.C.; Crystal Pistol Management, L.L.C.; Liberty Bell Resources I L.L.C.; Peter Pocklington; John M. McNeil March 30, 2012 Benjamin M. Cvetkovich; Sterling Investments Group International, L.L.C.; George A. Pruden; Janet F. Pruden March 30, 2012 Seed Corporation; Randall Duane Simonson; Marilyn J. Simonson; Karl Henry Rehberg (a.k.a. Shawn Pierce); Helen Rehberg (a.k.a. Lisa Pierce) March 5, 2012 Andrew C. Menichino; Innovative Construction, Inc.; Atlantic Lexus, Ltd. February 22, 2012 Out of the Blue Processors, L.L.C. d.b.a. Out of the Blue Processors II, L.L.C.; Mark Steiner (CRD #1834102); Shelly Steiner January 30, 2012 SouthWest BioFuels, L.L.C.; Rick J. Jimenez; Susan C. Jimenez January 27, 2012 G4i Capital Partners, Inc. a.k.a. GCFI Group January 12, 2012 Mountain State Power, Inc. d.b.a. Sovereign Energy Partners, Inc. and Sovereign Energy International January 11, 2012 . Roger D. Woods; Jocelyn Dela Cruz Clemente (a.k.a. Joy Clemente, Jocelyn Woods, and Joy Woods); Phoenix Funding, L.L.C December 20, 2011 . Arthur Fried; Comprehensive Cash Flow Funding, Inc.; WeBuyHomesInAZ, L.L.C.; My Bargain Gift Bag, L.L.C. f.k.a. Brooklyn Boys Ventures, L.L.C.; Loan Mod Shrink, f.k.a. Escalade Ventures, L.L.C December 20, 2011 . Thomas Laurence Hampton (CRD #2470192); Stephanie Yager; Hampton Capital Markets, L.L.C December 20, 2011 Richard M. Schmerman (CRD #1302988) d.b.a. Diversified Financial and/or Diversified Financial Planners; Amy Schmerman November 10, 2011 . Thomas Laurence Hampton; (CRD #2470192); Jane Doe Hampton; Hampton Capital Markets, L.L.C October 20, 2011 David Paul Smoot; Marie Kathleen Smoot (a.k.a. Kathy Smoot); Native American Water, L.L.C. (d.b.a. Natawa); Natawa Corporation (d.b.a. Natawa); American Indian Technologies International, L.L.C. (a.k.a. AITI) July 18, 2011 . Terry L. Samuels; Elizabeth Samuels; James F. Curcio; Jill L. Curcio; 3-CG, L.L.C.; Choice Property Group, L.L.C.; Azin Investor Group, L.L.C.; Azin Investor Group II, L.L.C.; Azin Investor Group III, L.L.C.; Azin Investor Group IV, L.L.C.; Combined Holdings IV, L.L.C.; Combined Holdings V, L.L.C June 14, 2011 Gary Patrick Duffy (CRD #1779786); The Investment Advisory Group, L.L.C. June 8, 2011 Rodolfo Alvarez (CRD #4375595); Laura Gonzalez June 6, 2011 Beverly Michele West; Ross West May 23, 2011 . Craig Randal Munsey; Jane Doe Munsey; Marketing Reliablity Consulting, L.L.C. d.b.a. MRC L.L.C.; Denver Energy Exploration, L.L.C May 2, 2011 Kent M. Axtell, d.b.a. Sherlock Homes and Finding Homes for Investors; Janis C. Axtell; Executive Real Estate Solutions, L.L.C. April 6, 2011 Fred Otto Bohn; Marsha Bohn; Capital Oil & Gas, Limited (a.k.a. Capital Oil & Gas, Ltd. f.k.a. Omni Petroleum Limited) March 16, 2011 . Weldon Beall; Weldon L.L.C March 11, 2011 David Shorey; Mary Jane Shorey; Westcap Energy Inc. d.b.a. Westcap Solar March 8, 2011 David Shorey; Mary Jane Shorey; Westcap Energy Inc. d.b.a. Westcap Solar March 1, 2011 Maglev Wind Turbine Technologies, Inc.; Maglev Renewable Energy Resources, Inc.; Renewable Energy Development, Inc.; Renewable Energy Systems, Inc.; Edward L. Mazur; Jane Doe Mazur; Ronnie Williams; Jane Doe Williams; Mag T Inc.; RLgman Corp.; Stable, L.L.C.; Richard L. Green; Donald Andrew Rothman February 2, 2011 Edward Joseph Barsano a.k.a. Ed Barsano; Jeanne Barsano; Robert Coleman Stephens a.k.a. Bob Stephens; Jane Doe Stephens; CoolTrade, Inc. February 2, 2011 Jerry Martin Tolle, Sr.; Jane Doe Tolle; Cashflow Investment Properties, L.L.C.; Jason Mendoza (CRD #5528287); Jane Doe Mendoza January 18, 2011 Attila G. Toth (CRD #2565633); Erin M. Hall December 30, 2010 . Scott Ryan Tischler (CRD #3248953) d.b.a. Jericho Capital Group; Jane Doe Tischler; Jericho Oil & Gas, L.L.C.; Lake Valley Petroleum, L.L.C December 23, 2010 Edwin A. Sanchez; Melissa Sanchez; Gregory Rigby; Jane Doe Rigby; New Rise Investments, L.L.C. f.k.a. New Egg Investments, L.L.C.; AZ Real Estate Group, L.L.C. December 16, 2010 King Solomon Mining, L.L.C.; Daniel F. Thompson, Sr.; Robin Ann Thompson; Lisa A. Shackley December 16, 2010 Mark Steven Moroney; Linda Sue Moroney December 15, 2010 David Come Viens (f.k.a. David Warner Come, David Zachery Combs, and David Zachery); Scott Andrew Klaschka; Assisted Living Development Company, Inc.; ALDCO Investment #2 L.L.C. d.b.a. Concorde Assisted Living; ALDCO Investment #3 L.L.C. d.b.a. Assisted Living Residences at 51; ALDCO Investment #4 L.L.C. d.b.a. Bridges of Arcadia Assisted Living and Memory Care; ALDCO Investment #5 L.L.C. d.b.a. Cottages at Country Club I; ALDCO Investment #6 L.L.C. d.b.a. Reflection Bay Assisted Living and Memory Care; ALDCO Investment #10 L.L.C. d.b.a. Great Plains Assisted Living and Memory Care December 15, 2010 Kenneth Joseph Plein; Mary Kathryn Plein (a.k.a. Mary Kay Plein); Kenneth Joseph Plein and Mary Kathryn Plein (a.k.a. Mary Kay Plein), Co-Trustees of the Plein Family Trust u.t.a. dated December 1, 1993; Plein Enterprises Incorporated (d.b.a. Tri-Star Realty) December 10, 2010 Arthur Brent Payne; Carolyn L. Payne; Michael Richard Olson; Jane Doe Olson; Steeple Rock Funding, L.L.C.; Granite Loan Fund, L.L.C. December 8, 2010 Rob Thomas Hitchcock (CRD #2946739) d.b.a. Pillar Investment Services; Shelly Hitchcok November 15, 2010 Joseph Mack d.b.a. Secure Retirement Solutions; Helen Marie Mack; Mack Financial Group, L.L.C.; Darin Whittington, (CRD #2569037); Gina Whittington October 21, 2010 Joseph Cosenza; Andrea Benson; U.S. Media Team, L.L.C.; Thomas Brandon; Diane M. Brandon; Cell Wireless Corporation f.k.a. U.S. Social Scene; David Shorey; Mary Jane Shorey October 14, 2010 Ulf Olof Holgersson and Laverne J. Abe d.b.a. Viking Asset Management October 7, 2010 Jere Parkhurst and Michelle Parkhurst d.b.a. C-Street Financial Group and C-Street Development, L.L.C.; C-Street Holdings, L.L.C.; Phoenix Financial Holdings, L.L.C. September 23, 2010 Norstreet Portfolio, L.L.C.; Nathan Nordstrom; Lorrie Beckham (f.k.a. Lorrie Nordstrom); Wayne Scott Clague; Karen Stensler (f.k.a. Karen Clague) September 21, 2010 Brian Patrick Langenbach d.b.a. "Land-Corp of Arizona, Inc."; Sheri Lynn Barbara Langenbach September 9, 2010 Richard M. Schmerman d.b.a. Diversified Financial and/or Diversified Financial Planners; Amy Schmerman August 17, 2010 Five Star Capital Markets, L.L.C.; James Piccolo; Mary Elizabeth Piccolo; Craig Cottrell, (CRD #4552833); Andrea Cottrell; Charlevoix Homes, L.L.C.; Michael Roberts August 3, 2010 Five Star Tree Service and Landscapes, L.L.C. (a.k.a. Five Star Tree Service); Richard McCullum, Jr.; Leah Atwood August 2, 2010 Steven Dale Morrey d.b.a. Mayet, Inc.; Jennifer Morrey; Mayet Holdings, L.L.C. d.b.a. Mayet Holdings, Ltd. July 21, 2010 Ethan Sturgis Day; Theresa Day; Silversprings Real Estate Development & Investments, L.L.C. f.k.a. Silverleaf Real Estate Development & Investments, L.L.C.; Desert Oasis Condominium, L.L.C.; The Mayan Resort & Casino, L.L.C. July 9, 2010 Lamel G. Young a.k.a. Mel Young d.b.a. Powerball Records & Entertainment; Jane Doe Young May 26, 2010 La Bella Investments, L.L.C.; James Mitchell; Deseree T. Mitchell May 21, 2010 Kenneth Williams d.b.a. KWD Commercial Construction Services; Jane Doe Williams April 20, 2010 Global Trading Partners, L.L.C.; Michael Eugene Gowens; Jane Doe Gowens April 19, 2010 Todd Allan Hoss individually and d.b.a. Sellman Weis Mortgage & Investment Corporation and Chesterfield Mortgage Investment Corporation; Jane Doe Hoss; Rick Sellman individually and d.b.a. Sellman Weis Mortgage & Investment Corporation and Chesterfield Mortgage Investment Corporation; Jane Doe Sellman; Sellman Weis Mortgage & Investment Corporation February 19, 2010 David E. Walsh and Lorene Walsh d.b.a. New York Networks, Inc. f.k.a. Jubilee Acquisition Corporation and as Caliper Acquisition Corporation; The New York Network, Inc.; The New York Networks, Inc.; Christopher A. Jensen; Julie Shayne Jensen; Rodolfo Preciado; Jane Doe Preciado February 4, 2010 Carol Dee Aubrey; John Doe Aubrey; Progressive Energy Partners, L.L.C.; Progressive Energy Partners, L.L.C. #1; Progressive Energy Partners, L.L.C. #2; Progressive Energy Partners, L.L.C. #3; Progressive Energy Partners, L.L.C. #4 January 5, 2010 Barron Wilson Thomas; Barron Thomas Scottsdale, L.L.C.; Barron Thomas Aviation, Inc.; Barron Thomas Aviation Holdings, Inc.; Barron Thomas Southwest, Inc. December 30, 2009 Morgan Financial, L.L.C.; Jimmy Hartgraves Jr.; Laurie Hartgraves December 23, 2009 Miko D. Wady; Jennifer L. Savage (f.k.a. Jennifer L. Wady); Nato Enterprises, L.L.C.; Malika S. Smith; Kory C. Smith; Bobby G. Goodson; Pamela D. Goodson; CAA General Partnership; Mario K. Reed; Phoenician Entertainment, L.L.C.; Thurston Smith; Shavone Smith; B.Y.B. Entertainment, L.L.C. December 17, 2009 Five Star Tree Service and Landscaping, L.L.C.; Richard McCullum, Jr.; Leah Atwood December 8, 2009 Theodore J. Hogan & Associates, L.L.C. a.k.a. Ted Hogan and Associates; Theodore J. Hogan a.k.a. Ted Kills in the Fog; Christina L. Damitio a.k.a. Christina Hogan November 16, 2009 MJG Enterprises, Inc. d.b.a. Mike's Lock Club; Anthony Boscarino (a.k.a. Mike Brown and Anthony Kokas); Marguerite Jeane Gerhart (a.k.a. Marguerite Boscarino) October 20, 2009 Larry Wayne Ziegler (a.k.a. Zig Ziegler); Troy Dee Truvillion; Jenia Dimitrova; Motion DNA, Inc. October 20, 2009 M ichael T. Bell; Shawn R. Salazar; Adamas Investments, L.L. C. October 9, 2009 Rex G. Wheeler, Jr. September 24, 2009 Sir Mortgage & Finance of Arizona, Inc.; Gregory M. Sir a.k.a. Greg Sir; Erin M. Sir September 23, 2009 Richard Miles Dorman; Rebecca Dorman; Michael Vincent Ring; Kelly Ring; Elysium Capital Group, L.L.C. August 20, 2009 Jordan Crossing Properties, L.L.C.; Chris Blackford; Nicole Blackford August 6, 2009 Thomas Anthony Labry d.b.a. Iron Horse Petroleum, Inc.; Jane Doe Labry August 4, 2009 Energetics, Inc.; Steven P. Giuffrida; Michelle Giuffrida; Rodney Peterson; Jane Doe Peterson July 31, 2009 Jolleen K. Hansen; Nathan E. Hansen; Thomas S. Blackwell (CRD #4370822); Kimberly Blackwell; Deluxe Designs International, L.L.C.; Deluxe Live Productions July 27, 2009 . Michael C. Reynolds; Tanzia Reynolds; Cash 2 U, L.L.C.; Dos Ninas, L.L.C.; Par 3 Management, L.L.C July 22, 2009 Thomas Anthony Labry d.b.a. Iron Horse Petroleum, Inc.; Jane Doe Labry June 26, 2009 John W. Pacheco; Angela Pacheco; Bill L. Walters; Jacquelyn Walters; Financial American Corporation; The Financial American Group, L.L.C.; American Apartment Fund XI, LP May 21, 2009 Secure Resolutions, Inc.; Douglas Cottle; Kyla Cottle May 20, 2009 Green Panel Corporation; Joseph Samuel Burton; Bonnie Eileen Burton; Panelized Building Systems of Prescott, L.L.C. (a.k.a. "Panelized Building Systems") April 24, 2009 . Dustin J. Lunt (CRD #4705919); Kami E. Lunt; DJL & Associates, L.L.C April 24, 2009 . Thomas S. Blackwell (CRD #4370822); Kimberly Blackwell; Team Heat, L.L.C April 22, 2009 . Lamont C. Paterson II a.k.a. Folo Patterson d.b.a. Olof Enterprises; Eletrea L. Patterson; Olof Enterprises, L.L.C April 21, 2009 . Robert W. Mangold; Michelle M. Mangold; One Source Mortgage & Investments, Inc.; Strategic Equity Investments, L.L.C March 27, 2009 Sports Dimensions, Inc.; Marc Hubbard; Jane Doe Hubbard 2009 March 13, West Mining and Innovations, Inc.; Avison C. (AC) West; Barbara M. West March 12, 2009 Radical Bunny, L.L.C.; Horizon Partners, L.L.C.; Tom Hirsch a.k.a. Tomas N. Hirsch; Diane Rose Hirsch; Berta Friedman Walder a.k.a. Bunny Walder; Howard Evan Walder; Harish Pannalal Shah; Madhavi H. Shah March 4, 2009 Dona Kuryanowicz February 27, 2009 Dan Wise; Cynthia Wise; Whispering Winds Properties, L.L.C.; LM Beagle Properties, L.L.C.; Karlena, Inc.; Axis International, Inc. February 19, 2009 David W. Cole; Siiri Cole; Highline Estates, L.L.C.; Mutual Financial Services, L.L.C. d.b.a. MFS Real Estate Division and MFS Investments; Dream Craft, L.L.C.; Scot A. Oglesby d.b.a. Arizona Asset Management; Lori Ann Oglesby; Randy K. Ward (CRD #4137944) d.b.a. Arizona Asset Management; Sharon Ward February 18, 2009 . Steve John Rogan; Carol Ann Richey; Dem Bonz Barbecue Restaurants, L.L.C.; Pizazz, L.L.C January 29, 2009 Kyle Schmierer d.b.a. Amadin; Jane Doe Schmierer January 16, 2009 Nicholas (Nick) S. Ballard d.b.a. Oasis of Wealth, Inc.; Oasis of Wealth; AZ Gold & Safaris, Inc.; Jane Doe Ballard January 15, 2009 . Jeffrie Harper (CRD #2863910) a.k.a. Jeff Harper; Kathleen Janice Harper; Donald Robert Mattson Jr a.k.a. Rob Mattson; Jane Doe Mattson; Knuckleball Capital Management, L.L.C January 13, 2009 James Jonathon Fraser Buchanan (CRD #2452897); Lori A. Buchanan January 12, 2009 Energetics, Inc.; Steven P. Giuffrida; Michelle Giuffrida December 23, 2008 Mayra Jeanette Angulo (CRD #2221337); Mark Islas (CRD #1953882) d.b.a. IFS Group November 5, 2008 Gerald Edwin Patchen II; Jane Doe October 10, 2008 Mark A. Westerfield (CRD #4234248); Victoria H. Westerfield Ocotober 9, 20 08 . Dean A. Severns; Cheryl E. Severns; Severns Properties, L.L.C.; Severns Capital, L.L.C.; J.Dean, L.L.C September 30, 2008 Robert Franklin Hockensmith Jr. (CRD #1798614) September 30, 2008 Randie Balbas; Leila Balbas September 29, 2008 Wolfepack Transportation, Inc. a.k.a. Wolfpack Transportation, Inc.; Michael L. Hairston, Sr.; Sheila Hairston September 23, 2008 James Leroy Costello (CRD #1501345) d.b.a. Costello & Associates Financial; Linda S. Costello September 18, 2008 Jerome William Carter d.b.a. Good Only Done Productions, L.L.C.; Jane Doe Carter; The Greatest Only Divine Productions, L.L.C. September 12, 2008 Mayra Jeanette Angulo (CRD #2221337); Mark Islas (CRD #1953882) d.b.a. IFS Group September 12, 2008 Helmut Weber d.b.a. Weber Capital Management; Vera Weber September 12, 2008 Patrick Allen Roberts; Sheri L. Krouse; Motors De Amigos, Inc.; Rock'N R Car Company Enterprises, Inc. d.b.a. R&R Remarketing September 11, 2008 James Jonathon Fraser Buchanan (CRD #2452897); Jane Doe Buchanan August 28, 2008 Guillermo Ricardo De La Vara a.k.a. William De La Vara and Bill De La Vera d.b.a. Mortgage Notes; MNI Properties, L.L.C.; Erlinda De La Vara a.k.a. Erlinda G. Lopez August 21, 2008 Southern Homes, L.L.C.; Charles Bruce Ferguson; Jane Doe Ferguson August 12, 2008 Antonia Boblett a.k.a. Toni Boblett and/or Antonia Loera-Marks August 1, 2008 . Stanley Lane Boblett (CRD #2209980) a.k.a. Lane Boblett; Antonia Boblett a.k.a. Toni Boblett a.k.a. Antonia Loera-Marks; Pacific Coast Holding Company; Hall of Fame Partners, L.L.C July 23, 2008 CAG Capital, Inc. d.b.a. Glendale Car Connection; Kim K. Collins; Jane Doe Collins July 23, 2008 Richard Bradford (CRD #2706290); Cindy Bradford a.k.a. Cindy White July 22, 2008 Trademark Capital Management, L.L.C.; Blue Investments, L.L.C.; Travis Richey; Melissa Boyd July 22, 2008 Robert Preston Ingram; Jane Doe Ingram July 3, 2008 . Mark W. Bosworth; Lisa A. Bosworth; Stephen G. Van Campen; Diane V. Van Campen; Michael J. Sargent; Peggy L. Sargent; Robert Bornholdt; Jane Doe Bornholdt; Mark Bosworth & Associates, L.L.C.; 3 Gringos Mexican Investments, L.L.C April 17, 2008 Deborah Cheryl Bennett; A. James Bennett, M.D. March 20, 2008 Panama Capital Funding, L.L.C.; Benjamin Ray O'Toole; International Funding Network; Panagreen Bio Fuels, Inc.; Algaecake Technologies Corporation; Jane Doe O'Toole; Christopher Shane Strickland; Jane Doe Strickland February 28, 2008 Kuypow, Inc.; Mo's Properties & Investment Group; Morris Clyde Kuykendall; Mo Kuykendall; Judy E. Powers February 27, 2008 . Asset Salvation Group, L.L.C.; Jack Robert Erickson, Sr; Jane Doe Erickson; JRE Holdings Trust; Dust to Dream Development Group, L.L.C January 10, 2008 Donna Marie Shurot January 25, 2008 Scott Hutchinson; Jane Doe Hutchinson; Marine 3 January 15, 2008 Lingerie Nights DVD Magazine, L.L.C.; Raymond Javier Duran; Jane Doe Duran; Richard B. Cuen; Jane Doe Cuen