Securities Division
Matthew J. Neubert - Director

1300 W. Washington St. 3rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399
  CSS Drop Down Menu by PureCSSMenu.com

Current News Releases 

 
April 12, 2012
Commission Halts Multiple Unregistered Real Estate Investment Programs, Also Fines Delaware Company for Unregistered Securities Offering 

March 15, 2012
Commission Shuts Down Million-Dollar Real Estate Scam, Also Approves E*Trade ARS Settlement and Penalizes Sun Lakes Insurance Producer

February 23, 2012

Commission Orders Stop to Sales of an Unregistered Wind Energy Investment, Sanctions Brokers for Selling Unregistered Investment in Auto Export Co.

  
January 26, 2012
Commission Orders Over $4.94 Million for Defrauded Real Estate Investors, Penalizes Promoter of Unregistered Securities Offering in Software Company

  
 

 

 

 

 

 

 

Quick Launch...