Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399
Matthew J. Neubert - Director
1300 W. Washington St. 3rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399
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Current News Releases
April 12, 2012
Commission Halts Multiple Unregistered Real Estate Investment Programs, Also Fines Delaware Company for Unregistered Securities Offering
March 15, 2012
Commission Shuts Down Million-Dollar Real Estate Scam, Also Approves E*Trade ARS Settlement and Penalizes Sun Lakes Insurance Producer
February 23, 2012
Commission Orders Stop to Sales of an Unregistered Wind Energy Investment, Sanctions Brokers for Selling Unregistered Investment in Auto Export Co.
Commission Orders Over $4.94 Million for Defrauded Real Estate Investors, Penalizes Promoter of Unregistered Securities Offering in Software Company
Arizona Corporation Commission







