
		Paul Newman Commissioner	Gary Pierce Commissioner	Kristin K. Mayes Chairman	Sandra D. Kennedy Commissioner	Bob Stump Commissioner

Arizona Corporation Commission

Home
General Information
Employment Opportunities
Key Issues
News Releases
Divisions/Sections
Schedules
Arizona Laws
Rules
Corporate Records
Forms - Filings
Consumer Services
Helpful Internet Links
Education
Proposed Legislation or Proposed Rules
Important Phone Numbers

Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3^rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399

Forms

2008 News Releases

December 18, 2008
Commission Orders Restitution and Penalties in Mulitmillion-dollar Affinity Fraud Case

December 4, 2008
Commission Orders Restitution For Investors Defrauded By "Licensed" Promoters And Others

October 7, 2008
Commission Finds Fraud In Unregistered Securities - Some Involving Real Estate Schemes

October 2, 2008
Investor Alert: Real Estate Investments - Are You Buying Securities?

September 29, 2008
Arizona Corporation Commission Cautions Investors Against Making Uninformed Decisions Amid Wall Street Crisis

August 14, 2008
Commission Halts Unregistered Investments In Jet Fuel Pump And Auto Leasing Companies

July 17, 2008
Commission Orders Lake Havasu Couple To Pay Restitution For Defrauding Seniors

June 19, 2008
ACC Thwarts Unregistered Bio-fuel And Promissory Note Investments

June 17, 2008
Commission Identifies Traps Likely To Burn Investors This Summer

April 24, 2008
Commission Orders Millions In Restitution For Investors

March 27, 2008
Corporation Commission Approves Morgan Stanley Settlement Of Nearly $775,000 For Unregistered Investment Sales

February 28, 2008
Commission Orders Over $8.7 Million Returned To Investors

January 31, 2008
Commission Sanctions Promoters Of Unregistered Costa Rican Investment

* For Business Entity searches use the STARPAS Icon. For Utility or Securities case searches use the eDocket Icon.

Listen Live

Business Entity Search

Case & Calendar Information

AZ.Gov