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2009 News Releases November 5, 2009
Commission Approves Settlements with Credit Suisse and an American National Mortgage Partners Defendant October 8, 2009
Commission Orders over $13.36 Million in Restitution, Reaches Settlement with American National Mortgage Partner Defendants, and Sanctions Others September 9, 2009
Commission Approves JP Morgan Chase ARS Settlement, Also Sanctions Promoters of Unregistered Jet Fuel Pump, Real Estate and Gold Mining Ventures August 21, 2009
Commission Issues Top 10 List of Investor Traps August 13, 2009
Commission Approves Deutsche Bank Securities Settlement, Orders Fines and Restitution for Others Who Defrauded Investors July 9, 2009
Commission Fines RBC Capital Markets for Auction-Rate Securities Sales, Sanctions World Group Securities Salesman June 11, 2009
Commission Approves Merrill Lynch Auction Rate Settlement, Arizona to Receive Over $1.7 Million June 11, 2009
Scottsdale Soothsayer, Gilbert Loan Officer and a Tractor-Trailer Investment Promoter Ordered to Pay Restitution and Penalties May 20, 2009
Commission Orders a Record $5.7 Million in Penalties and Over $67.2 Million in Restitution for Investors May 20, 2009
Commission Approves Banc of America Auction Rate Securities Settlement, Arizona to Receive $554,543 April 14, 2009
Commission Approves CitiGroup Settlement, Sanctions Others For Securities Fraud April 1, 2009
Commission Warns Investors to Avoid Affinity Fraud: Beware of Swindlers Who Claim Loyalty to Your Group March 19, 2009
Commission Orders Wachovia to Pay Fine for Auction-Rate Securites Sales - Arizona to Receive $642,280 February 19, 2009
Commission Orders $7.89 Million In Restitution To Restore Arizona Investors
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