Paul Newman
Commissioner 		Gary Pierce
Commissioner 		Kristin K. Mayes
Chairman 		Sandra D. Kennedy
Commissioner 		Bob Stump
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Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399
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Mission:  To ensure the integrity of the securities marketplace through investigative actions as well as the registration and oversight of securities, securities dealers and salesmen, and investment advisers and their representatives; to enhance legitimate capital formation; and to minimize the expense of regulatory compliance on legitimate business, consistent with vigorous investor protection.

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