News Release Directory
News Release Archive	Securities Division News Releases
Commission Approves Settlements with Credit Suisse and an American National Mortgage Partners Defendant--November 5, 2009 Also Sanctions Promoters of Unregistered Gold Mining, Oil and Gas & Forex Schemes Corporation Commission Warns Business Owners of Dubious Solicitation--October 27, 2009 “Arizona Corporate Headquarters” and “Board of Business Compliance” Not Affiliated with Arizona Corporation Commission Commission Approves Credit for Customers of UNS Gas and Semstream Propane--October 20, 2009 Commission Orders over $13.36 Million in Restitution--October 8, 2009 Reaches Settlement with American National Mortgage Partner Defendants, and Sanctions Others Commission Approves JP Morgan Chase ARS Settlement--September 9, 2009 Also Sanctions Promoters of Unregistered Jet Fuel Pump, Real Estate and Gold Mining Ventures Court Affirms Commission’s Authority to Set Renewable Energy Standards for Arizona’s Utilities--September 2, 2009 Commission Issues List of Top 10 Investor Traps--August 21, 2009 Commission Approves Deutsche Bank Securities Settlement, Orders Fines and Restitution for Others Who Defrauded Investors--August 13, 2009 Commission Fines RBC Capital Markets for Auction-Rate Securities Sales, Sanctions World Group Securities Salesman--July 9, 2009 Commission Urges Restoration of Budget Provisions to Avoid Economic Harm--July 7, 2009 Budget Cuts Would Significantly Impact Commission’s Ability to Process Formation of New Corporations, Prevent Civil Securities Fraud Commission Approves APS’ Net Metering Plan--June 23, 2009 Commission Approves Expansion of TEP’s and UNS Electric’s Compact Fluorescent Bulb Buydown Programs--June 23, 2009 Commission Approves Merrill Lynch Auction Rate Settlement, Arizona to Receive Over $1.7 Million--June 11, 2009 Scottsdale Soothsayer, Gilbert Loan Officer and a Tractor-Trailer Investment Promoter Ordered to Pay Restitution and Penalties--June 11, 2009 Commission Approves Banc of America Auction Rate Securities Settlement, Arizona to Receive $554,543--May 20, 2009 Commission Orders a Record $5.7 Million in Penalties and Over $67.2 million in Restitution for Investors --May 20, 2009 Commission Approves Citigroup Settlement, Sanctions Others For Securities Fraud--April 14, 2009 April is “Safe Digging Month” --April 2, 2009 Commission Urges Arizonans to Call 811 Before Starting Projects Investor Alert:  Beware of Swindlers Who Claim Loyalty to Your Group--April 1, 2009 Commission Warns Investors to Avoid Affinity Fraud Commission Applauds AG Endorsement of Net Metering Rules--March 25, 2009 Commission Orders Wachovia to Pay Fine for Auction-Rate Securities Sales--March 19, 2009 Commission Orders $7.89 Million in Restitution to Restore Arizona Investors--February 19, 2009 Commission Adds Subscription Capability to eDocket System--February 2, 2009 Kris Mayes Named Chairman of Corporation Commission--January 6, 2009 Kennedy, Newman, Stump Welcomed as New Commissioners--January 5, 2009