1300 W. Washington Street
Phoenix, AZ 85007-2996
Licensing and Registration Fees
ARS 44-1861 - Dealer Registration and Renewal Fees - $300
ARS 44-1861 - Salesman Registration and Renewal Fees - $45
ARS 44-1861 - Issuer Dealer Registration and Renewal Fees - $100
ARS 44-1861 - Name Change Fees - $100
ARS 44-1861 - Registration By Description - $200- $2,000
ARS 44-1861 - ULOR/SCOR - $250
ARS 44-1892 - Registration By Qualification - $200 - $2,000
ARS 44-3152 - Private Fund Adviser Exemption - $125
ARS 44-3181 - Investor Adviser License and Renewal Fees - $250
ARS 44-3181 - Investor Adviser Representative License and Renewal Fees - $40
ARS 44-3324 - Mutual Funds - $200 or $3,500
R14-4-126 - Regulation D - $250 Initial Filing Fee, $100 Final Filing Fee
R14-4-140 - Filing Fee - $100
CER Filings - Same as Registration By Qualification
Regulation A Offerings - Same as Registration By Qualification
Stay Connected
Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.
Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances.Please call 602-542-3931 with any questions.
Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.